Intimation under Regulation 30 of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015

August 31, 2026 The Manager, The Manager, Listing Department, Listing Department, BSE Limited, The National Stock Exchange of India Ltd., Phiroze Jeejeebhoy Tower, Exchange Plaza, 5 Floor, Plot C/1, G Block, Dalal Street, Bandra - Kurla Complex, Mumbai 400 001 Bandra (E), Mumbai 400 051 Tel No.: 22721233 Tel No.: 2659 8235 Fax No.: 22723719/22723121/22722037 Fax No.: 26598237/ 26598238 BSE Scrip Code: 542773 NSE Symbol: IIFLCAPS Dear Sir/ Madam Sub: Intimation under Regulation 30 of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 Pursuant to Regulation 30 read with Para A of Part A of Schedule III of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 ("SEBI Listing Regulations"), we hereby inform you that the National Stock Exchange of India Limited ("NSE") has imposed a monetary penalty on the Company in connection with certain observations arising from a Limited Purpose Inspection (Offsite) conducted in the Cash Market (CM), Futures & Options (F&O) and Currency Derivatives (CD) segments. In this regard, the requisite disclosure in terms of Regulation 30 of the SEBI Listing Regulations is provided below: Sr. No. Particular Remark/Update 1 Name of the authority; National Stock Exchange of India Limited ("NSE") 2 Nature and details of the action(s) taken NSE has imposed a monetary penalty of or order(s) passed; ₹2,24,100/- on the Company pursuant to observations arising from the Limited Purpose Inspection (Offsite) conducted in the CM, F&O and CD segments during January to March 2026. 3 Date of receipt of direction or order, The penalty letter was received by the including any ad-interim or interim Company on August 30, 2026. orders, or any other communication from the authority; 4 Details of the Pursuant to a Limited Purpose Inspection violation(s)/contravention(s) committed (Offsite) undertaken by NSE in the CM, F&O or alleged to be committed; and CD segments, certain discrepancies were observed in the reporting of margin collection from clients. Based on the inspection findings, NSE has imposed a monetary penalty of ₹2,24,100/- on the Company in accordance with the applicable regulatory framework. The Company has taken note of the observations and is strengthening its internal controls. 5 Impact on financial, operation or other Apart from the aforesaid monetary penalty, activities of the listed entity, quantifiable there is no material impact on the financial, in monetary terms to the extent possible. operational or other activities of the Company. Kindly take the above on your record. Yours faithfully, For IIFL Capital Services Limited (Formerly IIFL Securities Limited) Meghal Shah Company Secretary