BSECompany Update28 Aug 2026 · 28 Aug 2026, 12:41 pm
Please find attached herewith disclosure under Reg.30 of SEBI (LODR) Regulation 2015- Levy of penalty by BSE Limited in relation to delayed application of trading approval for warrants conversion.
Pune E - Stock Broking Ltd · 544141
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Pune E-Stock Broking Ltd has been levied a penalty by BSE Limited for delayed application of trading approval for warrants conversion. The company has submitted a reply to BSE, stating that the delay was procedural and administrative in nature and did not affect investor interests.
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Pune E - Stock Broking Ltd - 544141 - Disclosure Under Regulation 30 Of SEBI (LODR) Regulations, 2015 - Levy Of Penalty By BSE Limited In Relation To Delayed Application For Trading Approval For Warrants Coversion.
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PE!~b Pune E-Stock Broking Limited Member NSE BSE MCX
1198, Shukrawar Peth Subhashnagar Lane No. 3 Near Hirabaug Pune 411002
Your trust is our capital Tel.: +91 2041000600 Web: www.pesb.co.in Email: info@pesb.co.in
Fax: +91 2024498100 CIN No.: L67120PN2007PLC130374
28th August, 2026
BSE Limited
Corporate Relations Department
Phiroze Jeejeebhoy Towers Dalal Street,
Mumbai- 400 001
Scrip Code: 544141
Sub: Disclosure under Regulation 30 of SEBI (LODR) Regulations, 2015 – Levy of Penalty by BSE
Limited in relation to delayed application for trading approval for warrants coversion.
Dear Sir/Madam,
With reference to the above-captioned mail issued by BSE Limited, equity shares issued under a
preferential issue within 7 working days from the date of grant of Listing approval by the Exchange as
per sub point 4 of point 4 of SEBI Master circular SEBI/HO/CFD/PoD-2/P/CIR/2023/00094 dated June
21, 2023, (“SEBI Circular”) In this regard, kindly note that as per SEBI Master circular
SEBI/HO/CFD/PoD-2/P/CIR/2023/00094 dated June 21, 2023,:
Regulation Fine
Listed entities shall make an application for trading Rs. 20,000/- per day of non-compliance till
approval to the stock exchange/s within 7 working the date of compliance.
days from the date of grant of listing approval by the
stock exchange/s.
Accordingly, the fine calculated for the aforesaid non-compliance as on the date of this email is
given hereunder:
Case ID 277378 Due date of Actual date of No. of days of non- Fine amount
(1,00,000 shares) compliance compliance compliance (Rs.)
05/08/2026 20/08/2026 15 3,00,000+18%
In reply to the Letter issued by the Company, the Company made its reply to BSE on 24/08/2026
PE!~b Pune E-Stock Broking Limited Member NSE BSE MCX
1198, Shukrawar Peth Subhashnagar Lane No. 3 Near Hirabaug Pune 411002
Your trust is our capital Tel.: +91 2041000600 Web: www.pesb.co.in Email: info@pesb.co.in
Fax: +91 2024498100 CIN No.: L67120PN2007PLC130374
Dear Madam,
We respectfully submit that the interests of investors in relation to the present listing of equity shares
have not been adversely affected by the delay in filing the application for trading approval. This is
because the equity shares issued under the present issue, aggregating to 1,00,000 equity shares, are
subject to lock-in requirements of eighteen (18) months for promoters and six (6) months for non-
promoters, respectively, commencing from the date of grant of trading approval, in accordance with
Regulation 167 of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018.
The delay in filing the application for trading approval was purely procedural and administrative in
nature and occurred due to circumstances beyond the control of the Company. In this regard, the Credit
of Shares letter issued by NSDL was received by the Company on 19th August 2026, despite multiple
follow-ups made with RTA & NSDL. As per the SEBI circular dated 11 November 2024, the
application for trading approval is required to be accompanied by confirmation of credit of shares from
the depository. Accordingly, the Company was unable to complete and file the application prior to
receipt of the said confirmation.
Immediately upon receipt of the credit confirmation from the depository on 19 August 2026, the
Company proceeded to file the application for trading approval without any further delay. In view of
the foregoing facts and circumstances, and considering that no prejudice has been caused to investor
interests, we respectfully request your good office to kindly take the above on record and grant approval
to the application filed for trading approval.
We, request you to kindly take the above on record.
Thanking You,
For and on behalf of Pune E Stock Broking Limited
Ashwini Kulkarni
Company Secretary and Compliance Officer
ICSI Membership Number: A31274