BSECompany Update28 Aug 2026 · 28 Aug 2026, 12:41 pm

Please find attached herewith disclosure under Reg.30 of SEBI (LODR) Regulation 2015- Levy of penalty by BSE Limited in relation to delayed application of trading approval for warrants conversion.

Pune E - Stock Broking Ltd · 544141

✦ AI SummaryRegulatory

Pune E-Stock Broking Ltd has been levied a penalty by BSE Limited for delayed application of trading approval for warrants conversion. The company has submitted a reply to BSE, stating that the delay was procedural and administrative in nature and did not affect investor interests.

Analysis Scores

Earnings Impact1/10
Growth Catalyst1/10
Governance Concern2/10
Regulatory Risk6/10
Balance Sheet Risk1/10
Liquidity Impact5/10
Market Sentiment4/10

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Pune E - Stock Broking Ltd - 544141 - Disclosure Under Regulation 30 Of SEBI (LODR) Regulations, 2015 - Levy Of Penalty By BSE Limited In Relation To Delayed Application For Trading Approval For Warrants Coversion.

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PE!~b Pune E-Stock Broking Limited Member NSE BSE MCX 1198, Shukrawar Peth Subhashnagar Lane No. 3 Near Hirabaug Pune 411002 Your trust is our capital Tel.: +91 2041000600 Web: www.pesb.co.in Email: info@pesb.co.in Fax: +91 2024498100 CIN No.: L67120PN2007PLC130374 28th August, 2026 BSE Limited Corporate Relations Department Phiroze Jeejeebhoy Towers Dalal Street, Mumbai- 400 001 Scrip Code: 544141 Sub: Disclosure under Regulation 30 of SEBI (LODR) Regulations, 2015 – Levy of Penalty by BSE Limited in relation to delayed application for trading approval for warrants coversion. Dear Sir/Madam, With reference to the above-captioned mail issued by BSE Limited, equity shares issued under a preferential issue within 7 working days from the date of grant of Listing approval by the Exchange as per sub point 4 of point 4 of SEBI Master circular SEBI/HO/CFD/PoD-2/P/CIR/2023/00094 dated June 21, 2023, (“SEBI Circular”) In this regard, kindly note that as per SEBI Master circular SEBI/HO/CFD/PoD-2/P/CIR/2023/00094 dated June 21, 2023,: Regulation Fine Listed entities shall make an application for trading Rs. 20,000/- per day of non-compliance till approval to the stock exchange/s within 7 working the date of compliance. days from the date of grant of listing approval by the stock exchange/s. Accordingly, the fine calculated for the aforesaid non-compliance as on the date of this email is given hereunder: Case ID 277378 Due date of Actual date of No. of days of non- Fine amount (1,00,000 shares) compliance compliance compliance (Rs.) 05/08/2026 20/08/2026 15 3,00,000+18% In reply to the Letter issued by the Company, the Company made its reply to BSE on 24/08/2026 PE!~b Pune E-Stock Broking Limited Member NSE BSE MCX 1198, Shukrawar Peth Subhashnagar Lane No. 3 Near Hirabaug Pune 411002 Your trust is our capital Tel.: +91 2041000600 Web: www.pesb.co.in Email: info@pesb.co.in Fax: +91 2024498100 CIN No.: L67120PN2007PLC130374 Dear Madam, We respectfully submit that the interests of investors in relation to the present listing of equity shares have not been adversely affected by the delay in filing the application for trading approval. This is because the equity shares issued under the present issue, aggregating to 1,00,000 equity shares, are subject to lock-in requirements of eighteen (18) months for promoters and six (6) months for non- promoters, respectively, commencing from the date of grant of trading approval, in accordance with Regulation 167 of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018. The delay in filing the application for trading approval was purely procedural and administrative in nature and occurred due to circumstances beyond the control of the Company. In this regard, the Credit of Shares letter issued by NSDL was received by the Company on 19th August 2026, despite multiple follow-ups made with RTA & NSDL. As per the SEBI circular dated 11 November 2024, the application for trading approval is required to be accompanied by confirmation of credit of shares from the depository. Accordingly, the Company was unable to complete and file the application prior to receipt of the said confirmation. Immediately upon receipt of the credit confirmation from the depository on 19 August 2026, the Company proceeded to file the application for trading approval without any further delay. In view of the foregoing facts and circumstances, and considering that no prejudice has been caused to investor interests, we respectfully request your good office to kindly take the above on record and grant approval to the application filed for trading approval. We, request you to kindly take the above on record. Thanking You, For and on behalf of Pune E Stock Broking Limited Ashwini Kulkarni Company Secretary and Compliance Officer ICSI Membership Number: A31274