ESOP/ESOS/ESPS

Ref. No.: AUSFB/SEC/2026-27/125 Date: July 6, 2026 National Stock Exchange of India Ltd. BSE Limited Exchange Plaza, C-1, Block G, Phiroze Jeejeebhoy Towers, Bandra Kurla Complex, Dalal Street, Bandra (East), Mumbai 400051, Mumbai 400001, Maharashtra. Maharashtra. NSE Symbol: AUBANK Scrip Code: 540611 Dear Sir/Madam, Sub: Allotment of Equity Shares pursuant to exercise of Employees Stock Options Ref: Disclosure under Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 We hereby inform that the Bank has allotted 3,13,485 equity shares of face value of Rs. 10/- each on July 6, 2026, pursuant to exercise of equivalent number of Employee Stock Options under the following ESOPs as per the applicable regulations: Particulars No. of Equity Shares ESOP 2015 Plan-B 3,500 ESOP 2016 3,408 ESOP 2018 1,57,980 ESOP 2020 1,11,042 ESOP 2023 37,555 Total 3,13,485 The paid-up equity share capital of the Bank will accordingly increase from Rs. 7,48,97,19,580 to Rs. 7,49,28,54,430. This is for your information and records. Thanking You, Yours faithfully, For AU SMALL FINANCE BANK LIMITED Manmohan Parnami Company Secretary and Compliance Officer Membership No.: F9999 investorrelations@aubank.in