NSEGeneral Updates3 Jul 2026 · 3 Jul 2026, 07:18 pm
General Updates
Bank of Baroda · BANKBARODA
✦ AI Summary▼ NegativeRegulatory
Bank of Baroda has been imposed a penalty of Rs 13.76 lakhs by NSE Clearing Ltd due to a punching error by a dealer, which would impact the P&L of NIAIF subsidiary.
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Earnings Impact2/10
Growth Catalyst1/10
Governance Concern1/10
Regulatory Risk8/10
Balance Sheet Risk1/10
Liquidity Impact5/10
Market Sentiment2/10
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Full Announcement
Bank Of Baroda has informed the Exchange about Disclosure under Regulation 30
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BANKBARODA_03072026191822_SEPENALTY1.pdf
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BCC:ISD:118:16:335 03.07.2026
The Vice-President, The Vice-President,
B S E Ltd., National Stock Exchange of India Ltd.
Phiroze Jeejeebhoy Towers Exchange Plaza,
Dalal Street Bandra Kurla Complex, Bandra (E)
Mumbai – 400 001 Mumbai – 400 051
BSE CODE-532134 CODE-BANKBARODA
Madam/Dear Sir,
Re: Intimation under Regulation 30 read with Para A of Part A of Schedule III of the SEBI
(LODR) Regulations 2015.
We advise that NSE Clearing Ltd has imposed a penalty of Rs 13.76 lakhs on BOB Capital Markets
Limited subsidiary of Bank of Baroda. The details are as under:
Date of receipt
Nature and details of direction or Impact on financial
of action(s) order, including operation or other
Name of Details of violation(s) /
taken, initiated or any ad-interim activities of listed
the contravention(s) committed
order(s) passed orders, or any entity, quantifiable
Authority or alleged to be committed
(Aggregate in other in monetary terms
Rs.) communication to extent possible
from authority
Penalty of
Rs.13,76,177.81 Client Code Modification Rs.13,76,177.81
(Rupees Thirteen Penalties due to punching
Lakh Seventy Six error by Dealer, the trade The P&L of
Clearing 03.07.2026
Thousand One was executed in NIAIF subsidiary would
Hundred Seventy instead of NIAF7 be impacted by this
Seven and Eighty (Institutional) amount
One Paise Only)
We request you to take note of the above and upload the information on your website.
Yours faithfully,
S Balakumar
Company Secretary
बडौदा कॉप(cid:574)रेट स(cid:581)टर, सी-26, जी-(cid:222) लॉक, बा(cid:219)(cid:289)ा कुला(cid:91) कॉ(cid:224) (cid:220) ल(cid:200)े स, मुंबई 400 051, भारत.
Baroda Corporate Centre, Bandra Kurla Complex, Mumbai 400 051, India
फोन / Ph : 91 22 6698 5812 ई मेल / E Mail : companysecretary.bcc@bankofbaroda.bank.in वेब / Web : www.bankofbaroda.bank.in