Monitoring Agency Report

IU RKSWAMY Date: August 12, 2026 BSE Limited National Stock Exchange of India Limited Department of Corporate Services Exchange Plaza, 5th Floor, Pheroze Jeejeebhoy Towers, Plot No. C/1, G Block Dalal Street, Mumbai-400001 Bandra- Kurla Complex, Mumbai-400051 SCRIP Code- 544136 SYMBOL-RKSWAMY ISIN: INE0NQ801033 Subject: Report of the Monitoring Agency for quarter ended June 30, 2026. Dear Sir/Madam, Pursuant to Regulation 32(6) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and 41(4) of SEBI (Issue of Capital and Disclosure Requirements Regulations), 2018, we are enclosing herewith Monitoring Agency Report in respect of utilization of proceeds of Initial Public Offer (“IPO”) for the quarter ended June 30, 2026 issued by CRISIL Ratings Limited, Monitoring Agency. This intimation is also being uploaded on the Company’s website at www.rkswamy.com You are requested to kindly take the same on record. Thanking you For R K SWAMY Limited Aparna Bhat Company Secretary & Compliance Officer Membership No.: A19995 Address: Esplanade House, 29, Hazarimal Somani Marg, Fort, Mumbai 400 001 R K SWAMY Limited Phone: +91 22 4057 6399, 2207 7476 Regd Office: Plot No .19, Wheatcrofts Road, Esplanade House, Email: reachout@rkswamy.com Nungambakkan\ Chennai-600034. 29 Hazarimal Somani Marg. www.rkswamy.com Offices also at Bengaluru, Hyderabad, Fort, Mumbai 400001 CINNo.L74300TN1973PLC006304 Kochi, Kolkata, New Delhi Crisil Ratings Monitoring Agency Report R K SWAMY Limited for the quarter ended June 30, 2026 Crisil Ratings Limited Corporate Identity Number: U671 OOMH2019PLC326247 Registered Office: Lightbridge IT Park, Saki Vihar Road, Andheri East, Mumbai-400 072. India Phone: +91226137 3000 I www.crisilratings.com a company of S&P Global Crisil Ratings CRL/MAR/RKSWIPO/2026-27/1980 August 12, 2026 R K SWAMY Limited Esplanade House, 29, Hazarimal Somani Marg, Fort, Mumbai 400 001, Maharashtra, India Dear Sir, Monitoring Agency Report for the quarter ended June 30, 2026- in relation to the Initial Public Offering (“IPO”) of R K SWAMY Limited (“the Company”) Pursuant to Regulation 41 of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (“ICDR Regulations”) and Monitoring Agency Agreement dated January 15, 2024, entered with the Company, we enclose herewith the Monitoring Agency Report, issued by Crisil Ratings Limited, as per Schedule XI of the SEBI ICDR Regulations towards utilization of IPO proceeds for the quarter ended June 30, 2026. Request you to kindly take the same on records. Thanking you, For and on behalf of Crisil Ratings Limited Shounak Chakravarty Director, Ratings (LCG) Crisil Ratings Limited Corporate Identity Number: U671 OOMH2019PLC326247 Registered Office: Lightbridge IT Park, Saki Vihar Road, Andheri East, Mumbai-400 072. India Phone: +91226137 3000 I www.crisilratings.com a company of S&P Global Crisil Ratings Report of the Monitoring Agency (MA) Name of the issuer: R K SWAMY Limited For quarter ended: June 30, 2026 Name of the Monitoring Agency: Crisil Ratings Limited (a) Deviation from the objects: No (b) Range of Deviation: Not applicable Declaration: We declare that this report provides an objective view of the utilization of the issue proceeds in relation to the objects of the issue based on the information provided by the Issuer and information obtained from sources believed by it to be accurate and reliable. The MA does not perform an audit and undertakes no independent verification of any information/ certifications/ statements it receives. This Report is not intended to create any legally binding obligations on the MA which accepts no responsibility, whatsoever, for loss or damage from the use of the said information. The views and opinions expressed herein do not constitute the opinion of MA to deal in any security of the Issuer in any manner whatsoever. Nothing mentioned in this report is intended to or should be construed as creating a fiduciary relationship between the MA and any issuer or between the agency and any user of this report. The MA and its affiliates also do not act as an expert as defined under Section 2(38) of the Companies Act, 2013. The MA or its affiliates may have credit rating or other commercial transactions with the entity to which the report pertains and may receive separate compensation for its ratings and certain credit-related analyses. We confirm that we do not perceive any conflict of interest in such relationship/interest while monitoring and reporting the utilization of the issue proceeds by the issuer. We have submitted the report herewith in line with the format prescribed by SEBI, capturing our comments, where applicable. There are certain sections of the report under the title “Comments of the Board of Directors”, that shall be captured by the Issuer’s Management / Audit Committee of the Board of Directors subsequent to the MA submitting their report to the issuer and before dissemination of the report through stock exchanges. These sections have not been reviewed by the MA, and the MA takes no responsibility for such comments of the issuer’s Management/Board. Signature: Name and designation of the Authorized Signatory: Shounak Chakravarty Designation of Authorized person/Signing Authority: Director, Ratings (LCG) Crisil Ratings Limited Corporate Identity Number: U671 OOMH2019PLC326247 Registered Office: Lightbridge IT Park, Saki Vihar Road, Andheri East, Mumbai-400 072. India Phone: +91226137 3000 I www.crisilratings.com a company of S&P Global Crisil Ratings 1) Issuer Details: Name of the issuer R K SWAMY Limited Names of the promoter a. Srinivasan K Swamy (Sundar Swamy) b. Narasimhan Krishnaswamy (Shekar Swamy) Industry/sector to which it belongs Advertising & Media Agencies 2) Issue Details Issue Period: Monday, March 04, 2024, to Wednesday, March 6, 2024 Type of issue (public/rights): Initial Public Offering (IPO) Type of specified securities: Equity Shares IPO Grading, if any: NA Issue size: Rs.1,730.00 million (Refer note below) Note: Particulars Amount (Rs. million) Gross proceeds of the Fresh Issue (A) 1,730.00* Less: Offer Expenses in relation to the Fresh Issue (B) 166.75^ Net Proceeds (A-B) 1,563.25 *Crisil Ratings shall be monitoring the gross proceeds. ^ Offer expenses amounting to Rs 166.75 million have been taken as a reimbursement by the company from the Monitoring Agency Account cumulatively till the quarter ended June 30, 2025 and stands fully utilized. Crisil Ratings Limited Corporate Identity Number: U671 OOMH2019PLC326247 Registered Office: Lightbridge IT Park, Saki Vihar Road, Andheri East, Mumbai-400 072. India Phone: +91226137 3000 I www.crisilratings.com a company of S&P Global Crisil Ratings 3) Details of the arrangement made to ensure the monitoring of issue proceeds: Source of information / certifications Comments of the considered by Comments of the Particulars Reply Board of Monitoring Agency Monitoring Agency Directors for preparation of report Management Utilisation towards undertaking, the object of funding Peer reviewed investment in IT Whether all utilization is as per the Yes independent chartered infrastructure No Comments disclosures in the Offer Document? accountant certificate development & ^, Prospectus, setting up of new Bank Statements CEC and CATI Whether shareholder approval has been obtained in case of material NA No Comments No Comments deviations from expenditures disclosed in the Offer Document? Whether the means of finance for the disclosed objects of the issue has No No Comments No Comments changed? Is there any major deviation observed over the earlier monitoring agency NA No Comments No Comments reports? Whether all Government/statutory approvals related to the object(s) have NA No Comments No Comments Management been obtained? undert aking* Whether all arrangements pertaining to technical assistance/collaboration are NA No Comments No Comments in operation? Are there any favorable events improving t [Showing first 8,000 characters — download PDF for full document]