BSECompany Update3d ago · 29 Jul 2026, 09:48 pm

Reporting of Violation under SEBI (PIT) Regulations, 2015.

Waaree Energies Ltd · 544277

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Waaree Energies Ltd has reported a violation of the SEBI (Prohibition of Insider Trading) Regulations, 2015, due to a shortfall in margin payment for a loan secured by pledged shares. The company has issued a warning to the designated person and has taken steps to ensure compliance with the code of conduct.

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Waaree Energies Ltd - 544277 - Reporting Of Violation Under SEBI (PIT) Regulations, 2015

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July 29, 2026 To To The Manager, The Manager, Listing Department Listing Department BSE Limited National Stock Exchange of India Limited Phiroze Jeejeebhoy Towers Exchange Plaza, C-1 Block G, Dalal Street, Bandra - Kurla Complex, Bandra (East) Mumbai - 400 001 Mumbai - 400 051 Scrip Code: 544277 Trading Symbol: WAAREEENER Dear Sir/Madam, Subject: Reporting of violation related to Code of Conduct under SEBI (Prohibition of Insider Trading) Regulations, 2015 This is with reference to the Company’s Code of Conduct for Prevention of Insider Trading to regulate, monitor and report trading by Designated Persons and other Connected Persons as per the requirements of the SEBI (Prohibition of Insider Trading) Regulations, 2015. Please find enclosed herewith the report related to the violation of Company’s Code of Conduct for Prevention of Insider Trading by a Designated Person, in the format prescribed by SEBI vide its Circular SEBI/HO/ISD/ISD/CIR/P/2020/135 dated July 23, 2020 as Annexure - Kindly take the information on record. Thanking you, Yours faithfully, For Waaree Energies Limited Rajesh Ghanshyam Gaur Company Secretary & Compliance Officer M.No. A34629 WAAREE Energies Ltd. Registered Office: 602, Western Edge – 1, Western Express Highway, Borivali (E), Mumbai – 400 066, INDIA. Tel: +91-22-6644 4444. Fax: +91-22-6644 4400. Email: waaree@waaree.com.Website:www.waaree.com Corporate Identity Number:L29248MH1990PLC059463 Annexure A Report by Waaree Energies Limited for violations related to Code of Conduct under SEBI(Prohibition of Insider Trading) Regulations, 2015 Sr. Particulars Details 1 Name of the listed company/ Waaree Energies Limited Intermediary/Fiduciary 2 Please tick appropriate checkbox Listed Company Reporting in capacity of: Listed Company ☐ Intermediary ☐ Fiduciary 3 A. Details of Designated Person (DP) i. Name of the DP Ankit Ozarker ii. PAN of the DP AANPO5059Q iii. Designation of DP General Manager iv. Functional Role of DP Production Planning v. Whether DP is Promoter or belongs No to Promoter Group B. If Reporting is for immediate relative of DP- Not Applicable i. Name of the immediate relative of DP NA ii. PAN of the immediate relative of DP NA C. Details of transaction(s) i. Name of the scrip BSE: 544277 NSE: WAAREEENER ii. No of shares traded and value On 8th July 2026, 149 pledged equity (Rs.) (Date- wise) shares valued at ~ Rs 4.21 lacs were invoked by the financial institution. D. In case value of trade(s) is more than Rs.10 lacs in a calendar Quarter-Not Applicable i. Date of Intimation of trade(s) by NA concerned DP/ Director/ Promoter/ Promoter Group to Company under Regulation 7 of the SEBI (PIT) Regulations, 2015. WAAREE Energies Ltd. Registered Office: 602, Western Edge – 1, Western Express Highway, Borivali (E), Mumbai – 400 066, INDIA. Tel: +91-22-6644 4444. Fax: +91-22-6644 4400. Email: waaree@waaree.com.Website:www.waaree.com Corporate Identity Number:L29248MH1990PLC059463 ii. Date of intimation of trade(s) by NA Company to stock exchanges under regulation 7 of SEBI (PIT) Regulations, 2015 4 Details of violations observed under During the trading window closure Code of Conduct period, on 8 July 2026, 149 equity shares pledged by the designated person were invoked by the financial institution due to a shortfall or non- payment of the margin requirement in respect of the loan secured by the pledge of the Company's shares. 5 Action taken by Listed company/ The Company has issued a written Intermediary/ Fiduciary warning to Mr. Ankit Ozarker to take necessary precaution and to ensure that adequate margin money is always maintained in respect of the shares pledged and to further ensure strict compliance with the Code of Conduct and the SEBI PIT Regulations. 6 Reasons recorded in writing for taking The Company has issued a warning action stated above. letter, considering that the invocation of the pledged shares by the financial institution was triggered due to a shortfall/non-payment of the margin requirement under the loan arrangement, was not initiated by the designated person as a voluntary trade, involved an immaterial quantity of shares, and there was no intention to violate the provisions of the SEBI (Prohibition of Insider Trading) 7 Details of the previous instances of NRoengeu lations, 2015. violations, if any, since last financial year. 8. If any amount collected for Code of Conduct violation(s)- No WAAREE Energies Ltd. Registered Office: 602, Western Edge – 1, Western Express Highway, Borivali (E), Mumbai – 400 066, INDIA. Tel: +91-22-6644 4444. Fax: +91-22-6644 4400. Email: waaree@waaree.com.Website:www.waaree.com Corporate Identity Number:L29248MH1990PLC059463 i. Mode of transfer to SEBI – IPEF Not Applicable ii. Details of transfer/payment In case of Online: Particulars Details Name of the Transferor Bank Name, Branch, Account Number UTR/Transaction reference number Transaction date Transaction amount (in Rs.) In case of Demand Draft (DD): Particulars Details Bank of Bank and Branch DD Number DD date DD amount (in Rs.) 9 Any other relevant information -- WAAREE Energies Ltd. Registered Office: 602, Western Edge – 1, Western Express Highway, Borivali (E), Mumbai – 400 066, INDIA. Tel: +91-22-6644 4444. Fax: +91-22-6644 4400. Email: waaree@waaree.com.Website:www.waaree.com Corporate Identity Number:L29248MH1990PLC059463