BSECompany Update3d ago · 29 Jul 2026, 09:48 pm
Reporting of Violation under SEBI (PIT) Regulations, 2015.
Waaree Energies Ltd · 544277
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Waaree Energies Ltd has reported a violation of the SEBI (Prohibition of Insider Trading) Regulations, 2015, due to a shortfall in margin payment for a loan secured by pledged shares. The company has issued a warning to the designated person and has taken steps to ensure compliance with the code of conduct.
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Waaree Energies Ltd - 544277 - Reporting Of Violation Under SEBI (PIT) Regulations, 2015
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July 29, 2026
To To
The Manager, The Manager,
Listing Department Listing Department
BSE Limited National Stock Exchange of India Limited
Phiroze Jeejeebhoy Towers Exchange Plaza, C-1 Block G,
Dalal Street, Bandra - Kurla Complex, Bandra (East)
Mumbai - 400 001 Mumbai - 400 051
Scrip Code: 544277 Trading Symbol: WAAREEENER
Dear Sir/Madam,
Subject: Reporting of violation related to Code of Conduct under SEBI (Prohibition of
Insider Trading) Regulations, 2015
This is with reference to the Company’s Code of Conduct for Prevention of Insider Trading to
regulate, monitor and report trading by Designated Persons and other Connected Persons as
per the requirements of the SEBI (Prohibition of Insider Trading) Regulations, 2015.
Please find enclosed herewith the report related to the violation of Company’s Code of
Conduct for Prevention of Insider Trading by a Designated Person, in the format prescribed
by SEBI vide its Circular SEBI/HO/ISD/ISD/CIR/P/2020/135 dated July 23, 2020 as Annexure -
Kindly take the information on record.
Thanking you,
Yours faithfully,
For Waaree Energies Limited
Rajesh Ghanshyam Gaur
Company Secretary & Compliance Officer
M.No. A34629
WAAREE Energies Ltd.
Registered Office:
602, Western Edge – 1, Western Express Highway, Borivali (E), Mumbai – 400 066, INDIA.
Tel: +91-22-6644 4444. Fax: +91-22-6644 4400.
Email: waaree@waaree.com.Website:www.waaree.com
Corporate Identity Number:L29248MH1990PLC059463
Annexure A
Report by Waaree Energies Limited for violations related to Code of Conduct under
SEBI(Prohibition of Insider Trading) Regulations, 2015
Sr. Particulars Details
1 Name of the listed company/ Waaree Energies Limited
Intermediary/Fiduciary
2 Please tick appropriate checkbox Listed Company
Reporting in capacity of:
Listed Company
☐ Intermediary
☐ Fiduciary
3 A. Details of Designated Person (DP)
i. Name of the DP Ankit Ozarker
ii. PAN of the DP AANPO5059Q
iii. Designation of DP General Manager
iv. Functional Role of DP Production Planning
v. Whether DP is Promoter or belongs No
to Promoter Group
B. If Reporting is for immediate relative of DP- Not Applicable
i. Name of the immediate relative of DP NA
ii. PAN of the immediate relative of DP NA
C. Details of transaction(s)
i. Name of the scrip BSE: 544277
NSE: WAAREEENER
ii. No of shares traded and value On 8th July 2026, 149 pledged equity
(Rs.) (Date- wise) shares valued at ~ Rs 4.21 lacs were
invoked by the financial institution.
D. In case value of trade(s) is more than Rs.10 lacs in a calendar Quarter-Not
Applicable
i. Date of Intimation of trade(s) by NA
concerned DP/ Director/ Promoter/
Promoter Group to Company under
Regulation 7 of the SEBI (PIT)
Regulations, 2015.
WAAREE Energies Ltd.
Registered Office:
602, Western Edge – 1, Western Express Highway, Borivali (E), Mumbai – 400 066, INDIA.
Tel: +91-22-6644 4444. Fax: +91-22-6644 4400.
Email: waaree@waaree.com.Website:www.waaree.com
Corporate Identity Number:L29248MH1990PLC059463
ii. Date of intimation of trade(s) by NA
Company to stock exchanges under
regulation 7 of SEBI (PIT) Regulations,
2015
4 Details of violations observed under During the trading window closure
Code of Conduct period, on 8 July 2026, 149 equity
shares pledged by the designated
person were invoked by the financial
institution due to a shortfall or non-
payment of the margin requirement in
respect of the loan secured by the
pledge of the Company's shares.
5 Action taken by Listed company/ The Company has issued a written
Intermediary/ Fiduciary warning to Mr. Ankit Ozarker to take
necessary precaution and to ensure
that adequate margin money is always
maintained in respect of the shares
pledged and to further ensure strict
compliance with the Code of Conduct
and the SEBI PIT Regulations.
6 Reasons recorded in writing for taking The Company has issued a warning
action stated above. letter, considering that the invocation
of the pledged shares by the financial
institution was triggered due to a
shortfall/non-payment of the margin
requirement under the loan
arrangement, was not initiated by the
designated person as a voluntary trade,
involved an immaterial quantity of
shares, and there was no intention to
violate the provisions of the SEBI
(Prohibition of Insider Trading)
7 Details of the previous instances of NRoengeu lations, 2015.
violations, if any, since last financial
year.
8. If any amount collected for Code of Conduct violation(s)- No
WAAREE Energies Ltd.
Registered Office:
602, Western Edge – 1, Western Express Highway, Borivali (E), Mumbai – 400 066, INDIA.
Tel: +91-22-6644 4444. Fax: +91-22-6644 4400.
Email: waaree@waaree.com.Website:www.waaree.com
Corporate Identity Number:L29248MH1990PLC059463
i. Mode of transfer to SEBI – IPEF Not Applicable
ii. Details of transfer/payment
In case of Online:
Particulars Details
Name of the
Transferor
Bank Name,
Branch, Account
Number
UTR/Transaction
reference number
Transaction date
Transaction
amount (in Rs.)
In case of Demand Draft (DD):
Particulars Details
Bank of Bank and Branch
DD Number
DD date
DD amount (in Rs.)
9 Any other relevant information --
WAAREE Energies Ltd.
Registered Office:
602, Western Edge – 1, Western Express Highway, Borivali (E), Mumbai – 400 066, INDIA.
Tel: +91-22-6644 4444. Fax: +91-22-6644 4400.
Email: waaree@waaree.com.Website:www.waaree.com
Corporate Identity Number:L29248MH1990PLC059463