BSECompany Update3d ago · 11 Nov 2026, 03:00 pm

As per Attachment

Inventure Growth & Securities Ltd · 533506

✦ AI Summary▼ NegativeRegulatory

Inventure Growth & Securities Ltd has received an order from SEBI, imposing a penalty of ₹3,00,000 for violating regulations related to maintaining records, extending trading terminals to unauthorized persons, and failing to conduct an independent audit of its Authorized Person (AP). The penalty does not have a material impact on the company's operations or financials.

Analysis Scores

Earnings Impact1/10
Growth Catalyst5/10
Governance Concern8/10
Regulatory Risk9/10
Balance Sheet Risk2/10
Liquidity Impact8/10
Market Sentiment4/10

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Inventure Growth & Securities Ltd - 533506 - Intimation Under Regulation 30 Of The SEBI (Listing Obligations And Disclosure Requirements) Regulations, 2015 - Outcome Of SEBI Order

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Date: 11.11.2026 National Stock Exchange of India Ltd, BSE Ltd, Exchange Plaza, 5th Floor, Department of Corporate Services Plot No. C/1, G Block, P. J. Towers, Dalal Street, Bandra Kurla Complex, Mumbai - 400 001 Bandra (East), Mumbai – 400 051 Scrip Name: Inventure Scrip Code: 533506 Sub: Intimation under Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – Outcome of SEBI Order Dear Sir/Madam, In terms of Regulation 30 read with Sub-para 20 of Para A of Part A of Schedule III of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and SEBI Master Circular No. SEBI/HO/CFD/PoD2/CIR/P/0155 dated November 11, 2024, we hereby inform the Exchange that the Company has received an Order from the Securities and Exchange Board of India (SEBI). The relevant details as required under the SEBI Master Circular and the subsequent Industry Standards Guidance Note are provided in Annexure A attached herewith. Kindly take the same on your records. Thanks & Regards, For Inventure Growth & Securities Ltd Kanji B. Rita Chairman & Managing Director (DIN: 00727470) Annexure A Disclosure of Events / Information as per Regulation 30 of the SEBI (LODR) Regulations, 2015 Particulars Disclosure Details Securities and Exchange Board of India 1 Name of the Authority (SEBI) Adjudication order under section 15-I of the Securities and Exchange Board of Nature and details of the action(s) taken, India act, 1992 read with rule 5 of the SEBI initiated or order(s) passed (procedure for holding inquiry and imposing penalties) rules, 1995 imposing a penalty of ₹3,00,000 Date of receipt of direction or order, including any ad-interim or interim orders, 3 09th November, 2026 or any other communication from the authority Violation 1: Failure to maintain the relevant record/ documents w.r.t. orders received by the trading member/ AP Violation 2: The trading member & its AP extended the use of trading terminal to Details of the violation(s)/contravention(s) certain unauthorized person from an committed or alleged to be committed unauthorised location Violation 3: Inventure failed to carry out independent audit of its AP Mr. Rushbha Nisar in accordance with the framework for supervision of APs specified by the NSE in accordance with SEBI guidelines The financial impact is limited to the Impact on financial, operation or other penalty amount of ₹ 3,00,000. There is no 5 activities of the listed entity, quantifiable in material impact on the operations or other monetary terms to the extent possible activities of the Company.