NSEAction(s) initiated or orders passed3d ago · 11 Nov 2026, 02:40 pm
Action(s) initiated or orders passed
Inventure Growth & Securities Limited · INVENTURE
✦ AI Summary▼ NegativeRegulatory
Inventure Growth & Securities Limited has received a penalty order from SEBI for ₹3,00,000 due to non-compliance with regulations, specifically for failure to maintain records, unauthorized use of trading terminal, and not conducting an independent audit of its AP.
Analysis Scores
Earnings Impact1/10
Growth Catalyst1/10
Governance Concern2/10
Regulatory Risk8/10
Balance Sheet Risk1/10
Liquidity Impact1/10
Market Sentiment1/10
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Full Announcement
Inventure Growth & Securities Limited has informed the Exchange about Action(s) initiated or orders passed
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INVENTURE_11112026144019_Disclosure_Final_KR.pdf
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Date: 11.11.2026
National Stock Exchange of India Ltd, BSE Ltd,
Exchange Plaza, 5th Floor, Department of Corporate Services
Plot No. C/1, G Block, P. J. Towers, Dalal Street,
Bandra Kurla Complex, Mumbai - 400 001
Bandra (East), Mumbai – 400 051
Scrip Name: Inventure Scrip Code: 533506
Sub: Intimation under Regulation 30 of the SEBI (Listing Obligations and Disclosure
Requirements) Regulations, 2015 – Outcome of SEBI Order
Dear Sir/Madam,
In terms of Regulation 30 read with Sub-para 20 of Para A of Part A of Schedule III of the SEBI
(Listing Obligations and Disclosure Requirements) Regulations, 2015 and SEBI Master Circular No.
SEBI/HO/CFD/PoD2/CIR/P/0155 dated November 11, 2024, we hereby inform the Exchange that
the Company has received an Order from the Securities and Exchange Board of India (SEBI).
The relevant details as required under the SEBI Master Circular and the subsequent Industry
Standards Guidance Note are provided in Annexure A attached herewith.
Kindly take the same on your records.
Thanks & Regards,
For Inventure Growth & Securities Ltd
Kanji B. Rita
Chairman & Managing Director
(DIN: 00727470)
Annexure A
Disclosure of Events / Information as per Regulation 30 of the SEBI (LODR) Regulations, 2015
Particulars Disclosure Details
Securities and Exchange Board of India
1 Name of the Authority
(SEBI)
Adjudication order under section 15-I
of the Securities and Exchange Board of
Nature and details of the action(s) taken, India act, 1992 read with rule 5 of the SEBI
initiated or order(s) passed (procedure for holding inquiry and imposing
penalties) rules, 1995 imposing a penalty of
₹3,00,000
Date of receipt of direction or order,
including any ad-interim or interim orders,
3 09th November, 2026
or any other communication from the
authority
Violation 1: Failure to maintain the relevant
record/ documents w.r.t. orders received by
the trading member/ AP
Violation 2: The trading member & its AP
extended the use of trading terminal to
Details of the violation(s)/contravention(s) certain unauthorized person from an
committed or alleged to be committed unauthorised location
Violation 3: Inventure failed to carry out
independent audit of its AP Mr. Rushbha
Nisar in accordance with the framework for
supervision of APs specified by the NSE in
accordance with SEBI guidelines
The financial impact is limited to the
Impact on financial, operation or other
penalty amount of ₹ 3,00,000. There is no
5 activities of the listed entity, quantifiable in
material impact on the operations or other
monetary terms to the extent possible
activities of the Company.