Monitoring Agency Report for the quarter ended September 30, 2026

NEXO ME CAPITAL MARKETS LI ITED (formerly SMIFS Capital Markets Limited) November 06, 2026 The Secretary BSE Limited Phiroze Jeejeebhoy Towers Dalal Street Mumbai-400 001 Dear Sirs, Ref: Regulation 32(6) of Securities and Exchange Board of India (Listing O ligations and Disclosure Requirements) Regulations, 2015, read with Regulation 8~(4) of the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirement) Regulations, 2018. I Pursuant to Regulation 32(6) of Securities and Exchange Board of India (Listing qbligations and Disclosure Requirements) Regulations, 2015, read with Regulation 82[4) of the Securities and Exchange Board of India (Issue of Capital and Disclosure Req~irements) Regulations, 2018, please find enclosed herewith Monitoring Agency Report for tpe quarter ended 30th September, 2026, issued by CARE Ratings Limited in respect of utilization of funds raised through Rights Issue of equity shares of the Company issued vide it6 Letter of Offer dated 24th February, 2026. The proceeds from Rights Issue have be n utilized appropriately for the objects mentioned in the offer document. The said report is reviewed and approved by the Audit Committee and thereafte approved by Board of Directors of the Company. This intimation is also uploaded on the website of the Company at www.nexomec p.com. You are requested to take the same on record. Yours faithfully, For Nexome Capital Markets Limited (Formerly SMIFS Capital Markets Limited) Sanjana Gupta Company Secretary cum Compliance Officer Encl: a/a Regd. Office : "VAIBHAV" (4F), 4 Lee Road, Kolkata - 700 020 •Ph.: 033-2290-7 00/7401/7402 E-mail : smifcap@gmail.com, ncml@ncxomegroup.com • Website : www.nexon ecap.com CIN No. : L7 4300WB l 983PLC036342 Monitoring Agency Report No. CARE/HO/GEN/2026-27/1214 The Board of Directors Nexome Capital Markets Limited 4th floor, Vaibhav Building, Kolkata, West Bengal, India, 700020 November 06, 2026 Dear Sir/Ma’am, Monitoring Agency Report for the quarter ended September 30, 2026 - in relation to the Rights issue of Nexome Capital Markets Limited (“the Company”) We write in our capacity of Monitoring Agency for the Rights Issue for the amount aggregating to Rs. 22.04 crore of the Company and refer to our duties cast under 82 of the Securities & Exchange Board of India (Issue of Capital & Disclosure Requirements) Regulations. In this connection, we are enclosing the Monitoring Agency Report for the quarter ended September 30, 2026, as per aforesaid SEBI Regulations and Monitoring Agency Agreement dated January 30, 2026. Request you to kindly take the same on records. Thanking you, Yours faithfully, Yogesh Rochani Assistant Director Yogesh.rochani@careedge.in Report of the Monitoring Agency Name of the issuer: Nexome Capital Markets Limited For quarter end: September 30, 2026 Name of the Monitoring Agency: CARE Ratings Limited (a) Deviation from the objects: Nil (b) Range of Deviation: Nil Declaration: We declare that this report provides an objective view of the utilization of the issue proceeds in relation to the objects of the issue based on the information provided by the Issuer and information obtained from sources believed by it to be accurate and reliable. The MA does not perform an audit and undertakes no independent verification of any information/ certifications/ statements it receives. This Report is not intended to create any legally binding obligations on the MA which accepts no responsibility, whatsoever, for loss or damage from the use of the said information. The views and opinions expressed herein do not constitute the opinion of MA to deal in any security of the Issuer in any manner whatsoever. Nothing mentioned in this report is intended to or should be construed as creating a fiduciary relationship between the MA and any issuer or between the agency and any user of this report. The MA and its affiliates also do not act as an expert as defined under Section 2(38) of the Companies Act, 2013. The MA or its affiliates may have credit rating or other commercial transactions with the entity to which the report pertains and may receive separate compensation for its ratings and certain credit related analyses. We confirm that there is no conflict of interest in such relationship/interest while monitoring and reporting the utilization of the issue proceeds by the issuer, or while undertaking credit rating or other commercial transactions with the entity. We have submitted the report herewith in line with the format prescribed by SEBI, capturing our comments, where applicable. There are certain sections of the report under the title “Comments of the Board of Directors”, that shall be captured by the Issuer’s Management / Audit Committee of the Board of Directors subsequent to the MA submitting their report to the issuer and before dissemination of the report through stock exchanges. These sections have not been reviewed by the MA, and the MA takes no responsibility for such comments of the issuer’s Management/Board. Signature: Name and designation of the Authorized Signatory: Yogesh Rochani Designation of Authorized person/Signing Authority: Assistant Director 1) Issuer Details: Name of the issuer : Nexome Capital Markets Limited Name of the promoter : Progressive Star Finance Private Limited, Stewart Investment And Finance Private Limited, Lend Lease Company (India) Limited, Nilangi Parekh, Utsav Parekh, Vivaan And Keya Trust, Araiya And Kiaan Trust, Samarth Parekh and Saharsh Parekh Industry/sector to which it belongs : SEBI Registered Merchant Banker 2) Issue Details Issue Period : March 13, 2026, to March 23, 2026 Type of issue (public/rights) : Rights issue Type of specified securities : Equity shares IPO Grading, if any : NA Issue size (in crore) : Rs. 22.04 crore 3) Details of the arrangement made to ensure the monitoring of issue proceeds: Source of information / certifications considered by Comments of the Comments of the Particulars Reply Monitoring Agency for Monitoring Agency Board of Directors preparation of report The utilization is in accordance with the conditions stipulated in the Letter of Offer. As per the offer letter, in case of any difference between the estimated Issue related expenses and actual expenses incurred, the shortfall or excess shall be adjusted with the amount allocated towards general corporate purposes. • CA Certificate* All Issue related expenses will be paid out of the Gross Whether all utilization is as per the disclosures in • Management certificate Proceeds received at the time of receipt of the subscription Yes No comments the Offer Document? • Bank statements amount to the Rights Equity Shares. • Letter of offer Additionally, the Letter of Offer specifies that the amount utilized towards General Corporate Purposes shall not exceed 25% of the total Issue Proceeds. Accordingly, the reallocation of unutilized Issue-related expenses to GCP is in compliance with the stated conditions, as the aggregate amount utilized towards GCP remains within the prescribed 25% limit of the total Gross Proceeds. Source of information / certifications considered by Comments of the Comments of the Particulars Reply Monitoring Agency for Monitoring Agency Board of Directors preparation of report Moreover, the funds have been utilized towards the Company's administrative expenses, which fall within the scope of General Corporate Purposes. Whether shareholder approval has been • CA Certificate* obtained in case of material deviations# from Not applicable Not applicable as there have been no material deviations. No comments • Management certificate expenditures disclosed in the Offer Document? Whether the means of finance for the disclosed No • Management certificate No comments No comments objects of the issue have changed? Is there any major deviation observed over the • Previous Monitoring No, there are no deviations observed from last monitoring No No comments earlier monitoring agency reports? Agency Repo [Showing first 8,000 characters — download PDF for full document]