NSEReply to Clarification- Financial results4d ago · 3 Nov 2026, 05:17 pm

Reply to Clarification- Financial results

Gaja Alternative Asset Management Limited · GAJA

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Gaja Alternative Asset Management Limited has clarified the non-compliance with Regulation 33 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, regarding the Limited Review Report submitted with the financial results for the quarter ended June 30, 2026. The company has rectified the deficiency by submitting the reports with the date of signing and UDIN.

Analysis Scores

Earnings Impact5/10
Growth Catalyst2/10
Governance Concern1/10
Regulatory Risk6/10
Balance Sheet Risk1/10
Liquidity Impact8/10
Market Sentiment5/10

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The Exchange had sought clarification from Gaja Alternative Asset Management Limited for the quarter ended 30-Jun-2026 with respect to Regulation 33 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. On basis of above the Company was required to clarify the following: The response of the Company is enclosed.

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GAAML2025_22102026132203_GAJACS252026-27.pdf

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Ref : GAJA/CS/25/2026-27 Date: October 22, 2026 To, To, National Stock Exchange of India Limited (“NSE”) BSE Limited (“BSE”) Listing Department Listing Department Exchange Plaza, C-1 Block G, Bandra Kurla Complex Bandra Corporate Relationship Department [E], Mumbai – 400051 Phiroze Jeejeebhoy Towers, Dalal Street, Fort, Mumbai - 400 001 NSE Scrip Symbol: GAJA BSE Scrip Code: 544885 ISIN: INE18UN01038 ISIN: INE18UN01038 Subject: Clarification on the Outcome of Board Meeting – Financial Results dated 10 September 2026. Dear Sir/Madam, This is with reference to your email dated 19 October 2026 observing that the Limited Review Report submitted with the above Outcome was not in the prescribed format, as the date of signing was not mentioned. We clarify as under: 1. The Limited Review Report on the Standalone and Consolidated Financial Results was inadvertently submitted without the date of signing. This was a clerical omission. 2. The Statutory Auditors have since issued the reports incorporating the date of signing, along with the screenshot of the UDIN generated, showing the date of signing and UDIN generation. These are enclosed. 3. There is no change in the financial results or the auditors’ conclusion. The reports differ only in the inclusion of the signing date. The Company regrets the inconvenience caused and requests you to take the above on record and treat the deficiency as rectified. Thanking You, For Gaja Alternative Asset Management Limited Ishu Jain Company Secretary and Compliance Officer Membership No.: F10679 Address: 1402 Tower 2B One World Center, S.B. Marg Lower Parel, Mumbai- 400013 Enclosures: 1. Limited Review Report on Standalone Financial Results (with date of signing and UDIN) 2. Limited Review Report on Consolidated Financial Results (with date of signing and UDIN) 3. Screenshot of UDIN generation showing date of signing and date of UDIN generation GAJA ALTERNATIVE ASSET MANAGEMENT LIMITED Corporate Office :1402, Tower 2B, One World Center, Registered Office: 302, 3rd Floor, Kanchenjunga S.B. Marg, Lower Parel, Mumbai –400013 Building 18, Barakhamba Road, New Delhi 110001 Tel: 91-22-2421 2280 | Email: Compliance@gajacapital.com | CIN: U67190DL1999PLC099260 | Website: www.gajacapital.com UDIN: 26068782ATYTGQ9433 MRN/Name: 068782 / SHALU KEDIA Firm Registration No.: 002391C/N500069 - NANGIA & CO LLP Document Type: Audit and Assurance Functions Type of Audit: Limited Review Reports Date of Signing of Document: 10-09-2026 Created Date/Time: 10-09-2026 | 11:12:03 Status: Active Particulars: Figures/Values: Particulars Figures/Values Denomination Converted Value 1. Financial Year 01-04-2026 - 30-06-2026 2. Gross Turnover/Gross 6291.3 (Lakhs) 62,91,30,000 Receipts 3. Any Comment/ Figures reported are Cash & Recommendation/ Adverse Bank Balances for quarter Comment ending June 30, 2026 4. Revenue from Operations 1409.19 (Lakhs) 14,09,19,000 Document Description: Limited Review as per SRE 2410 for the quarter ended June 30, 2026 - Standalone Results Page 1 UDIN: 26068782CWLSIR5719 MRN/Name: 068782 / SHALU KEDIA Firm Registration No.: 002391C/N500069 - NANGIA & CO LLP Document Type: Audit and Assurance Functions Type of Audit: Limited Review Reports Date of Signing of Document: 10-09-2026 Created Date/Time: 10-09-2026 | 11:01:20 Status: Active Particulars: Figures/Values: Particulars Figures/Values Denomination Converted Value 1. Financial Year 01-04-2026 - 30-06-2026 2. Gross Turnover/Gross 5936.23 (Lakhs) 59,36,23,000 Receipts 3. Any Comment/ Recommendation/ Adverse No Comments Comment 4. Revenue from Operations 1563.62 (Lakhs) 15,63,62,000 Limited Review as per SRE 2410 for the quarter ended June 30, 2026 - Consolidated Document Description: Results Page 1