Pursant to Provision of the Company Code of Conduct for Prevention of Insider Trading and Prohibition of Unfair Trade Practices Relating to the Securities Market, we hereby submit the report detailing the instances of violations of the Company Code of Conduct by the Designated persons of the Company and their immediate relatives.

Dated: October 30, 2026 The Manager The Manager BSE Limited National Stock Exchange of India Ltd Corporate Relationship Department Listing Department Phiroze Jeejeebhoy Towers Exchange Plaza, 5th Floor, Plot No. C/1 Dalal Street G Block, Bandra Kurla Complex Mumbai- 400001 Bandra (E), Mumbai-400 051 Scrip Code: 540750 Symbol: IEX Subject: Reporting of violations of Company’s Code of Conduct under the SEBI (Prohibition of Insider Trading) Regulations, 2015. Dear Sir / Madam, With reference to SEBI Master Circular SEBI/HO/ISD/ISD-PoD-2/P/CIR/2024/126 dated September 23, 2024, and pursuant to the provisions of the Company’s Code of Conduct for Prevention of Insider Trading and Prohibition of Unfair Trade Practices Relating to the Securities Market (“Company’s Code of Conduct”), we hereby submit the report detailing the instances of violations of the Company’s Code of Conduct by the Designated Persons of the Company and their immediate relatives. The above information will also be made available on the website of the Company: www.iexindia.com You are requested to take the above information on record. Thanking You. Yours faithfully, For Indian Energy Exchange Limited Vineet Harlalka CFO, Company Secretary & Compliance Officer Membership No. ACS-16264 Encl: Annexure-A Indian Energy Exchange Ltd Registered Office: C/o Avanta Business Centre, First Floor, Unit No. 1.14(a), D2, Southern Park, District Centre, Saket, New Delhi–110017, India Corporate Office: 9th Floor, Max Towers, Sector 16B, Noida, Uttar Pradesh–201301 , India Tel: +91-011-3044 6511 | Tel: +91-120-4648 100 | Fax No.: +91-120-4648 115 CIN: L74999DL2007PLC277039 | Website: www.iexindia.com Annexure-A Report by Indian Energy Exchange Limited for violations related to Code of Conduct under SEBI (Prohibition of Insider Trading) Regulations, 2015. [For listed companies: Schedule B read with Regulation 9 (1) of SEBI (Prohibition of Insider Trading) Regulations, 2015. Particulars Details 1. Name of the listed company/ Indian Energy Exchange Limited Intermediary/Fiduciary 2. Please tick appropriate checkbox Listed Company Reporting in capacity of: ☐ Listed Company ☐ Intermediary ☐ Fiduciary 3. A. Details of Designated Person (DP) i. Name of the DP Rajesh Kumar Gupta ii. PAN of the DP ANSPG5554A iii. Designation of DP Assistant Vice President, Exchange Technology iv. Functional Role of DP Exchange Technology Function v. Whether DP is Promoter or belongs to Not Applicable Promoter Group B. If Reporting is for immediate relative of DP i. Name of the immediate relative of DP Sandhya Gupta ii. PAN of the immediate relative of DP BBRPG0639L C. Details of transaction(s) i. Name of the Scrip Indian Energy Exchange Limited BSE: 540750 NSE: IEX ii. No of shares traded and value (₹) (i) For Rajesh Kumar Gupta: Nil (Date- wise) (i) For Sandhya Gupta (immediate relative of DP) Date No of shares Value (₹) 15-09-2026 750 (BUY) 84,833 21-09-2026 750 (SELL) 86,063 D. In case value of trade(s) is more than ₹1 0 lacs in a calendar quarter i. Date of intimation of trade(s) by concerned DP / director/ promoter/ promoter group to Company under Not Applicable Regulation 7 of SEBI (PIT) Regulations, 2015. ii. Date of intimation of trade(s) by Company to stock exchanges under Not Applicable regulation 7 of SEBI (PIT) Regulations, 2015. Particulars Details 4. Details of violations observed under The aforesaid sale transaction of Code of Conduct 21/09/2026 was executed within six months of the purchase transaction of 15/09/2026 thereby constituting a Contra Trade under the Company’s Code of Conduct. 5. Action taken by Listed company/ The Company has directed the Designated Intermediary/ Fiduciary Person to remit 100% of the profit earned, amounting to ₹1,230/-, to SEBI Investor Protection and Education Fund. Further, the Company has issued a strict warning letter to the Designated Person, advising him to ensure strict compliance with the Company’s Code of Conduct and cautioning him against recurrence of any such violation, whether by himself or his immediate relative, in the future. 6. Reasons recorded in writing for taking Violation of Company’s Code of action stated above Company by execution of Contra Trade by immediate relative of the Designated Person. 7. Details of the previous instances of None violations, if any, since last financial year 8. If any amount collected for Code of ₹1,230/- Being the profit on contra trade Conduct violation(s) which has been disgorged and remitted to SEBI Investor Protection and Education Fund. i. Mode of transfer to SEBI - IPEF Online (by UPI) (Online/Demand Draft) ii. Details of transfer Particulars Details Name of the Rajesh Gupta transferor Bank Name, branch HDFC Bank and Account Ahura Centre Mahakali number cave Andheri East, Mumbai Transaction Reference ID reference Number 261030291017271 Transaction date 30/10/2026 Transaction 1,230.00 Amount (in ₹) 9. Any other relevant information None Report by Indian Energy Exchange Limited for violations related to Code of Conduct under SEBI (Prohibition of Insider Trading) Regulations, 2015. [For listed companies: Schedule B read with Regulation 9 (1) of SEBI (Prohibition of Insider Trading) Regulations, 2015. Particulars Details 1. Name of the listed company/ Indian Energy Exchange Limited Intermediary/Fiduciary 2. Please tick appropriate checkbox Listed Company Reporting in capacity of: ☐ Listed Company ☐ Intermediary ☐ Fiduciary 3. A. Details of Designated Person (DP) i. Name of the DP Sunil Vallabhbhai Chauhan ii. PAN of the DP AJAPC8013A iii. Designation of DP Assistant Vice President, Exchange Technology iv. Functional Role of DP Exchange Technology function v. Whether DP is Promoter or belongs to Not Applicable Promoter Group B. If Reporting is for immediate relative of DP i. Name of the immediate relative of DP Vallabhbhai Kalyanbhai Chauhan ii. PAN of the immediate relative of DP ARUPC2422P C. Details of transaction(s) i. Name of the Scrip Indian Energy Exchange Limited BSE: 540750 NSE: IEX ii. No of shares traded and value (₹) (Date- (i) For Sunil Vallabhbhai Chauhan wise) Date No of shares Value 30-03-2026 200 (BUY) 23,010 21-09-2026 200(SELL) 22,872 (ii) For Vallabhbhai Kalyanbhai Chauhan (immediate relative of DP) Date No of shares Value 30-03-2026 150 (BUY) 17,310 21-09-2026 150(SELL) 17,151 D. In case value of trade(s) is more than ₹10 lac s in a calendar quarter i. Date of intimation of trade(s) by concerned DP / director/ promoter/ promoter group to Not Applicable Company under Regulation 7 of SEBI (PIT) Regulations, 2015 ii. Date of intimation of trade(s) by Company to stock exchanges under regulation 7 of SEBI Not Applicable (PIT) Regulations, 2015 Particulars Details 4. Details of violations observed under Code of (i) For Sunil Vallabhbhai Chauhan Conduct The sale transaction of 21/09/2026 was executed within six months of the purchase transaction of 30/03/2026 thereby constituting a Contra Trade under the Code of Conduct. (ii) For Vallabhbhai Kalyanbhai Chauhan (immediate relative of DP) The sale transaction of 21/09/2026 was executed within six months of the purchase transaction of 30/03/2026 thereby constituting a Contra Trade under the Code of Conduct. 5. Action taken by Listed company/ Both the above contra-trade transactions were Intermediary/ Fiduciary executed at a loss, and accordingly, neither the Designated Person nor his immediate relative derived any profit from the said transactions. Consequently, no disgorgement of profits arises in the present case. The Company has issued a strict warning letter to the Designated Person, advising him to ensure strict compliance with the Company’s Code of Conduct and cautioning him against recurrence of any such violation, whether by himself or his immediate relative, in the future. 6. Reasons recorded in writing for taking action Violation of Company’s Code of Company by stated above execution of Contra Trade by the Designated person and his immediate relative. 7. Detail [Showing first 8,000 characters — download PDF for full document]