NSEGeneral Updates3d ago · 28 Oct 2026, 07:37 pm
General Updates
IIFL Capital Services Limited · IIFLCAPS
✦ AI SummaryRegulatory
IIFL Capital Services Limited has informed the Exchange about surrender of its Investment Adviser Registration bearing Registration No. INA000000623, as accepted by SEBI.
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Full Announcement
IIFL Capital Services Limited has informed the Exchange about General Updates
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IIFLSEC_28102026193732_SEintimation.pdf
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October 28, 2026
The Manager, The Manager,
Listing Department, Listing Department,
BSE Limited, The National Stock Exchange of India Ltd.,
Phiroze Jeejeebhoy Tower, Exchange Plaza, 5 Floor, Plot C/1, G Block,
Dalal Street, Bandra - Kurla Complex,
Mumbai 400 001 Bandra (E), Mumbai 400 051
Tel No.: 22721233 Tel No.: 2659 8235
Fax No.: 22723719/22723121/22722037 Fax No.: 26598237/ 26598238
BSE Scrip Code: 542773 NSE Symbol: IIFLCAPS
Sub: Intimation under Regulation 30 of SEBI (Listing Obligations and Disclosure Requirements)
Regulations, 2015
Dear Sir/Madam,
Pursuant to Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
("SEBI Listing Regulations"), we wish to inform you that the Securities and Exchange Board of India ("SEBI")
has accepted the Company's application for surrender of its Investment Adviser Registration bearing
Registration No. INA000000623. Accordingly, the surrender of the registration has become effective from
October 28, 2026.
The disclosure required under Regulation 30 of the SEBI Listing Regulations read with SEBI Master Circular
No. HO/49/14/14(7)2025-CFD-POD2/I/3762/2026 dated January 30, 2026 is enclosed as Annexure I.
Kindly take the same on record.
Thanking you,
Yours faithfully,
For IIFL Capital Services Limited
(Formerly IIFL Securities Limited)
Meghal Shah
Company Secretary
Encl: As above
Annexure – I
Disclosure pursuant to Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements)
Regulations, 2015 read with SEBI Master Circular No. HO/49/14/14(7)2025-CFD-POD2/I/3762/2026
dated January 30, 2026
Sr. No Particular Description
1 Name of the regulatory or licensing Securities and Exchange Board of India
authority (“SEBI”)
2 Brief details of the approval/license SEBI has accepted the Company's application
obtained/ withdrawn/ surrendered for surrender of its Investment Adviser
Registration bearing Registration No.
INA000000623.
3 Impact/relevance of such Not applicable
approval/license to the listed entity
4 withdrawal/cancellation or suspension Pursuant to IIFL Capital Asset Management
of licence/approval by the regulatory or Limited, a wholly owned subsidiary of the
licensing authority, with reasons for Company, having obtained an Investment
such action, estimated impact Adviser registration from SEBI, the Company
(monetary or otherwise) on the listed had applied for surrender of its Investment
entity and penalty, if any Adviser Registration bearing Registration No.
INA000000623. SEBI has accepted the said
application, and accordingly, the registration
stands surrendered with effect from October
28, 2026. The surrender of the registration
has no material monetary impact on the
Company, and no penalty has been imposed.
5 Period for which such approval/license Not applicable
is/was valid
6 Subsequently, the listed entity shall Not applicable
inform the stock exchange(s), the actual
impact (monetary or otherwise) along
with corrective actions taken by the
listed entity pursuant to the
withdrawal, cancellation or suspension
of the key license/ approval