NSEGeneral Updates3d ago · 28 Oct 2026, 07:37 pm

General Updates

IIFL Capital Services Limited · IIFLCAPS

✦ AI SummaryRegulatory

IIFL Capital Services Limited has informed the Exchange about surrender of its Investment Adviser Registration bearing Registration No. INA000000623, as accepted by SEBI.

Analysis Scores

Earnings Impact1/10
Growth Catalyst1/10
Governance Concern1/10
Regulatory Risk6/10
Balance Sheet Risk1/10
Liquidity Impact1/10
Market Sentiment5/10

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IIFL Capital Services Limited has informed the Exchange about General Updates

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IIFLSEC_28102026193732_SEintimation.pdf

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October 28, 2026 The Manager, The Manager, Listing Department, Listing Department, BSE Limited, The National Stock Exchange of India Ltd., Phiroze Jeejeebhoy Tower, Exchange Plaza, 5 Floor, Plot C/1, G Block, Dalal Street, Bandra - Kurla Complex, Mumbai 400 001 Bandra (E), Mumbai 400 051 Tel No.: 22721233 Tel No.: 2659 8235 Fax No.: 22723719/22723121/22722037 Fax No.: 26598237/ 26598238 BSE Scrip Code: 542773 NSE Symbol: IIFLCAPS Sub: Intimation under Regulation 30 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 Dear Sir/Madam, Pursuant to Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 ("SEBI Listing Regulations"), we wish to inform you that the Securities and Exchange Board of India ("SEBI") has accepted the Company's application for surrender of its Investment Adviser Registration bearing Registration No. INA000000623. Accordingly, the surrender of the registration has become effective from October 28, 2026. The disclosure required under Regulation 30 of the SEBI Listing Regulations read with SEBI Master Circular No. HO/49/14/14(7)2025-CFD-POD2/I/3762/2026 dated January 30, 2026 is enclosed as Annexure I. Kindly take the same on record. Thanking you, Yours faithfully, For IIFL Capital Services Limited (Formerly IIFL Securities Limited) Meghal Shah Company Secretary Encl: As above Annexure – I Disclosure pursuant to Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 read with SEBI Master Circular No. HO/49/14/14(7)2025-CFD-POD2/I/3762/2026 dated January 30, 2026 Sr. No Particular Description 1 Name of the regulatory or licensing Securities and Exchange Board of India authority (“SEBI”) 2 Brief details of the approval/license SEBI has accepted the Company's application obtained/ withdrawn/ surrendered for surrender of its Investment Adviser Registration bearing Registration No. INA000000623. 3 Impact/relevance of such Not applicable approval/license to the listed entity 4 withdrawal/cancellation or suspension Pursuant to IIFL Capital Asset Management of licence/approval by the regulatory or Limited, a wholly owned subsidiary of the licensing authority, with reasons for Company, having obtained an Investment such action, estimated impact Adviser registration from SEBI, the Company (monetary or otherwise) on the listed had applied for surrender of its Investment entity and penalty, if any Adviser Registration bearing Registration No. INA000000623. SEBI has accepted the said application, and accordingly, the registration stands surrendered with effect from October 28, 2026. The surrender of the registration has no material monetary impact on the Company, and no penalty has been imposed. 5 Period for which such approval/license Not applicable is/was valid 6 Subsequently, the listed entity shall Not applicable inform the stock exchange(s), the actual impact (monetary or otherwise) along with corrective actions taken by the listed entity pursuant to the withdrawal, cancellation or suspension of the key license/ approval