Action(s) taken or orders passed

July 25, 2026 The Manager, The Manager, Listing Department, Listing Department, BSE Limited, The National Stock Exchange of India Ltd., Phiroze Jeejeebhoy Tower, Exchange Plaza, 5 Floor, Plot C/1, G Block, Dalal Street, Bandra - Kurla Complex, Mumbai 400 001 Bandra (E), Mumbai 400 051 Tel No.: 22721233 Tel No.: 2659 8235 Fax No.: 22723719/22723121/22722037 Fax No.: 26598237/ 26598238 BSE Scrip Code: 542773 NSE Symbol: IIFLCAPS Dear Sir/ Madam Sub: Intimation under Regulation 30 of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 Pursuant to Regulation 30 read with Para A of Part A of Schedule III of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 ("SEBI Listing Regulations"), we hereby inform you that the Multi Commodity Exchange of India Limited ("MCX") has imposed a monetary penalty in connection with certain observations arising from its inspection of the Company’s Authorised Persons ("APs"). In this regard, the requisite disclosure in terms of Regulation 30 of the SEBI Listing Regulations is provided below: Sr. No. Particular Remark/Update 1 Name of the authority; Multi Commodity Exchange of India Limited (“MCX”) 2 Nature and details of the action(s) taken MCX imposed a monetary penalty or order(s) passed; aggregating to ₹3,20,000/-, comprising penalties of ₹1,00,000/- each on three Authorised Persons (APs) in relation to movement of funds and securities between clients and the APs, and a penalty of ₹20,000/- for deficiencies observed in the inspection of one Authorised Person, including non-coverage of the prescribed inspection scope and applicable regulatory requirements. 3 Date of receipt of direction or order, The penalty letters were received on July 24, including any ad-interim or interim 2026. orders, or any other communication from the authority; 4 Details of the MCX conducted an inspection of the violation(s)/contravention(s) committed Authorised Persons (APs) for the period or alleged to be committed; from April 1, 2024 to March 31, 2025 and observed, inter alia (i) the APs not providing satisfactory clarification regarding funds transaction in their bank account, and (ii) deficiencies in the inspection conducted by the Company in respect of one Authorised Person, including non-coverage of the prescribed inspection scope and applicable regulatory requirements. Accordingly, MCX has imposed the aforesaid monetary penalty. The penalties shall be recovered from the concerned APs. 5 Impact on financial, operation or other Apart from the aforesaid monetary penalty, activities of the listed entity, quantifiable there is no material impact on the financial, in monetary terms to the extent possible. operational or other activities of the Company. Kindly take the above on your record. Yours faithfully, For IIFL Capital Services Limited (Formerly IIFL Securities Limited) Meghal Shah Company Secretary