BSECompany Update6d ago · 19 Oct 2026, 04:31 pm

Response to the clarification dated October 14, 2026

IIFL Capital Services Ltd · 542773

✦ AI SummaryRegulatory

IIFL Capital Services Ltd has responded to a clarification request from BSE regarding a news item about a ₹2 lakh penalty imposed by SEBI on the company for online bond platform violations.

Analysis Scores

Earnings Impact1/10
Growth Catalyst1/10
Governance Concern2/10
Regulatory Risk8/10
Balance Sheet Risk1/10
Liquidity Impact5/10
Market Sentiment4/10

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IIFL Capital Services Ltd - 542773 - Response To Clarification Dated October 14, 2026

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October 19, 2026 The Manager, Listing Department, BSE Limited, Phiroze Jeejeebhoy Tower, Dalal Street, Mumbai 400 001 Tel No.: 22721233 Fax No.: 22723719/22723121/22722037 BSE Scrip Code: 542773 Sub: Clarification on news item appearing in media publication Dear Sir/Madam, With reference to your communication dated October 14, 2026, seeking clarification on the news item titled “SEBI imposes ₹2 lakh penalty on IIFL Capital Services over online bond platform violations”, we wish to submit the following: The aforesaid news item relates to an Adjudication Order passed by the Securities and Exchange Board of India (“SEBI”), whereby a monetary penalty of ₹2,00,000/- was imposed on the Company in connection with certain observations arising from the inspection of the Company's Online Bond Platform Provider (OBPP) activities. The Company had, in accordance with Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, promptly disclosed the receipt of the said Adjudication Order to the Stock Exchanges on October 14, 2026. The Company remains committed to ensuring compliance with all applicable regulatory requirements and maintaining transparency with the Stock Exchanges. Kindly take the above on record. Yours faithfully, For IIFL Capital Services Limited (Formerly IIFL Securities Limited) Meghal Shah Company Secretary