Dispatch of Notice of Extraordinary General Meeting to be held on November 13, 2026 through video conferencing and other audio visual means

USFB/CS/SE/2026-27/108 Date: October 19, 2026 National Stock Exchange of India Limited BSELimited Listing Department Listing Compliance Exchange Plaza, C-1, Block G, Bandra Kurla Complex, P.J. Tower, Bandra (E) Dalal Street, Fort, Mumbai – 400 051 Mumbai – 400 001 Symbol:UJJIVANSFB Scrip Code:542904 Dear Sir/Madam, Sub: Notice of Extra Ordinary General Meeting of Ujjivan Small Finance Bank Limited (“Bank”) Further to our letter bearing reference number USFB/CS/SE/2026-27/99 dated October 16, 2026 intimating that the Extra Ordinary General Meeting (“EGM”) of Bank will be held on Friday, November 13, 2026 at 03:30 p.m. IST through Video Conferencing/Other Audio-Visual Means in compliance with the provisions of the Companies Act, 2013 and rules made thereunder read with relevant Circulars issued by Ministry of Corporate Affairs and SEBI, we hereby submit a copy of the Notice of EGM of the Bank. Please be informed that the dispatch of the Notice of the EGM to the members of the Bank, was initiated today i.e., on October 19, 2026. The Bank has engaged the services of KFin Technologies Limited, Registrar and Transfer Agent of the Bank, to provide e-voting facility. The remote e-voting will commence from Tuesday, November 10, 2026, 09:00 AM and end of remote e-voting will be on Thursday, November 12, 2026, at 05:00. P.M. We also hereby inform that Friday, November 6, 2026, will be the cut-off date for purpose of determining the members eligible to vote on the resolution set out in the Notice of the EGM. A copy of the aforesaid notice and this intimation shall be available on the website of the Bank at www.ujjivansfb.bank.in. We request you to take note of the above. Thanking You, Yours faithfully, For UJJIVAN SMALL FINANCE BANK LIMITED Sanjeev Barnwal Company Secretary and Head of Regulatory Framework Encl: Notice of the EGM UJJIVAN SMALL FINANCE BANK LIMITED CIN: L65110KA2016PLC142162 Registered Office: Grape Garden, No. 27, 3rd “A” Cross, 18th Main, 6th Block, Koramangala, Bengaluru – 560 095, Karnataka, India Email: corporatesecretarial@ujjivan.bank.in Ph. No.: 080 – 40712121 Website: www.ujjivansfb.bank.in NOTICE is hereby given that an Extra-Ordinary General Meeting of the Shareholders of Ujjivan Small Finance Bank Limited (“the Bank”) to be held on Friday November 13, 2026 at 03:30 P.M. through video conferencing and Audio-Visual Means (‘OVAM’) SPECIAL BUSINESS: ITEM NO. 1 Approval for offer and issuance of up to 6,31,91,619 Equity Shares by way of a preferential issue and circulation of private placement offer letter: To consider and if thought fit to pass the following resolution as a Special Resolution: “RESOLVED THAT pursuant to: (i) the provisions of Sections 23, 179, 62(1)(c) read with Section 42 and other applicable provisions, if any, of the Companies Act, 2013 (“Act”) read with the Rule 14 of the Companies (Prospectus and Allotment of Securities) Rules, 2014 and Rule 13 of the Companies (Share Capital and Debentures) Rules, 2014, and in accordance with the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations (“SEBI (ICDR) Regulations”), 2018, the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015, and the Foreign Exchange Management Act, 1999 as amended, the Foreign Exchange Management (Non-Debt Instruments) Rules, 2019, regulations, notifications and circulars, if any, of the Ministry of Corporate Affairs, the Reserve Bank of India and such other rules, regulations, guidelines, notifications and circulars, if any, issued by the Government of India or any other competent authority, in India, from time to time, to the extent applicable; (ii) the listing agreements (including any amendments(s), modification(s) or re-enactment(s) thereof for the time being in force) entered into by the Bank with stock exchanges on which the equity shares of the Bank are listed, and in accordance with the instructions issued by Securities and Exchange Board of India (“SEBI”) and stock exchanges and other concerned and appropriate authorities and other applicable laws; (iii) the relevant provisions of the Memorandum and Articles of Association of the Bank; (iv) the approval of shareholders by way of special resolution passed at this Extra-Ordinary General Meeting scheduled on November 13, 2026; (v) the application seeking in-principle approval from BSE Limited where the Bank’s equity shares are listed; and (vi) the application seeking in-principle approval from National Stock Exchange of India Limited where the Bank’s equity shares are listed and (vi) the share subscription agreement(s) (as may be amended, supplemented, altered and/ or restated from time to time) as may be executed by the Bank with any of the below proposed allottees (“Proposed Allottees”), the consent of the members of the Bank be and is hereby accorded to create, offer, issue, up to 6,31,91,619 equity shares (the “Subscription Shares”) having a face value of Rs. 10 each at a price of Rs. 64.73 (the “Subscription Price”) that includes a premium of Rs. 54.73 each per equity share, aggregating upto Rs. 4,09,03,93,497.87 (the “Subscription Amount”), by way of preferential issue on a private placement basis, in electronic form by direct credit to the below Proposed Allottees’ demat accounts (the “Preferential Allotment”): Sr. No. Name of the Allottee Address of the Allottee Nature and Maximum Total Maximum Subscription Number of Amount (including Subscription premium) (Rs.) Shares 1. International Finance 2121 Pennsylvania 3,84,73,561 2,49,03,93,603.53 Corporation Avenue, N.W., Washington, D.C. 20433, United States of America 2. Bajaj Life Insurance Bajaj Insurance House, 92,69,272 59,99,99,976.56 Limited Airport Road, Yerawada, Pune - 411006, Maharashtra 3. Aditya Birla Sun Life One World Center Tower 77,24,393 49,99,99,958.89 Insurance Company 1, 16th Floor, Jupiter Mill Limited Compound, 841, Senapati Bapat Marg, Elphinstone Road, Mumbai - 400013. 4. HDFC Life Insurance 1st, 5th, 11th – 14th Floor, 77,24,393 49,99,99,958.89 Company Limited Lodha Excelus, Apollo Mills Compound, N.M. Joshi, Mahalaxmi, Mumbai – 400011, Maharashtra Total 6,31,91,619 4,09,03,93,497.87 RESOLVED FURTHER THAT in terms of the provisions of Chapter V of the SEBI (ICDR) Regulations, the relevant date for determining the minimum price for the Preferential Allotment of the Subscription Shares shall be October 14, 2026, being the day 30 days prior to the date of passing of the special resolution at this Extra Ordinary General Meeting of the members of the Bank scheduled on November 13, 2026. RESOLVED FURTHER THAT the Bank shall not utilize the proceeds of the issue until filing of e-Form PAS- 3 with the Registrar of Companies. RESOLVED FURTHER THAT the Subscription Shares once allotted to Proposed Allottees as aforesaid shall be free of all liens or other encumbrances or rights of third parties and shall rank pari passu in all respects including as to dividend and voting rights, from the date of allotment thereof, with the existing fully paid-up equity shares of the Bank. RESOLVED FURTHER THAT the monies to be received by the Bank from the Proposed Allottees on subscription to the Subscription Shares, pursuant to this private placement shall be kept in a separate bank account of the Bank having details set out in the Offer Letter, and shall be utilized by the Bank in accordance with Section 42 of the Act. RESOLVED FURTHER THAT pursuant to the provisions of Section 42 and other applicable provisions, if any, of the Act (including any statutory modification(s) or re-enactment thereof, for the time being in force), read with Rule 14 of the Companies (Prospectus and Allotment of Securities) Rules, 2014 as may be amended from time to time, consent of the members of the Bank be and is hereby accorded to the Board to make an offer to the Proposed Allottees through Private Placement Offer Letter cum application letter in Form PAS-4 [Showing first 8,000 characters — download PDF for full document]