NSECertificate under SEBI (Depositories and Participants) Regulations, 20182d ago · 18 Oct 2026, 01:17 pm
Certificate under SEBI (Depositories and Participants) Regulations, 2018
Prime Securities Limited · PRIMESECU
✦ AI SummaryResults
Prime Securities Limited has informed the Exchange about Certificate under SEBI (Depositories and Participants) Regulations, 2018. The company has provided a Reconciliation of Share Capital Report dated October 16, 2026, for Quarter ended September 30, 2026.
Analysis Scores
Earnings Impact5/10
Growth Catalyst2/10
Governance Concern1/10
Regulatory Risk1/10
Balance Sheet Risk1/10
Liquidity Impact8/10
Market Sentiment5/10
✦ Ask a Question
Ask anything about this announcement — AI will answer based on the filing content.
Full Announcement
Prime Securities Limited has informed the Exchange about Certificate under SEBI (Depositories and Participants) Regulations, 2018
Attachments (1)
📄pdf
Download →
PRIMESECU_18102026131642_Reg76.pdf
View document text
October 18, 2026
Corporate Relationship Department Capital Markets - Listing
BSE Limited National Stock Exchange of India Limited
Phiroze Jeejeebhoy Towers, Exchange Plaza, 5th Floor, Plot No. C/1,
Dalal Street, G Block, Bandra Kurla Complex,
Fort, Mumbai 400001 Bandra (East), Mumbai 400051
Dear Sir,
Sub: Regulation 76(1) of the Securities and Exchange Board of India (Depositories and
Participants) Regulations, 2018
Re: Stock Code: 500337 (BSE) / PRIMESECU (NSE)
Pursuant to the provisions of Regulation 76(1) of SEBI (Depositories and Participants)
Regulations, 2018, we are enclosing herewith the Reconciliation of Share Capital Report dated
October 16, 2026, for Quarter ended September 30, 2026, from M/s. Pramod Shah & Associates,
Practicing Company Secretaries.
This is for your information and records.
Thanking you,
Yours faithfully,
For Prime Securities Limited
Ajay Shah
Company Secretary
(ACS-14359)
Prime Securities Limited
1109 / 1110, Maker Chambers V,
Nariman Point, Mumbai 400021 Tel : +91-22-6184 2525
CIN: L67120MH1982PLC026724 Fax : +91-22-2497 0777
www.primesec.com
Pramod S. Shah & Associates
Practising Company Secretaries
3rd Floor, LA-SH EWA Bldg., Next to Fedex, 233,P. D' Mello Road, Opp. St. George Hospita I, Near CST, Mumbai - 400 001.
Tel. : 91-22-2271 7700 •Email: saurabhshah@psaprofessionals.com •Website: cspsa.co.in
RECONCILIATION OF SHARE CAPITAL AUDIT REPORT
1. For Quarter Ended: 30.09.2026
2. ISIN: INE032B01021
3. Face Value: INR 5
4. Name of the Company: Prime Securities Limited
5. Registered Office Address: 1109/ 1110, Maker Chambers V, Nariman Point, Mumbai,
Maharashtra, 400021
6. Correspondence Address: 1109/ 1110, Maker Chambers V, Nariman Point, Mumbai,
Maharashtra, 400021
7. Telephone & Fax Nos. Tel.: 022-61842525, Fax: 022-24970777
8. Email address: prime@primesec.com
9. Names of the Stock Exchanges where the company's securities are listed: Bombay Stock
Exchange Ltd. And National Stock Exchange of India Limited
Number of shares of Total Issued Cap.
10. Issued Capital 3,47,24,525 100.00%
11. Listed Capital (Exchange-wise) (as 3,39,75,325 97.84%
per company records)
12. Held in dematerialised form in 1,10,09,496 31.70%
CDSL
13. Held in dematerialised form in 2,18,46,173 62.90%
NSDL
14. Physical 11,19,656 3.22%
15. Total No. of shares (12+13+14) 3,39,75,325 97.70%
Pramod S. Shah & Associates
Practising Company Secretaries
if &
16 (1). Reasons for difference any, between (10 11):
7,48,600 Shares have been forfeited but not reissued
600 Shares have been reissued but not subscribed
7,49,200 Total Difference between 10 11
16 (2). Reasons for difference if any, between (10 & 15):
7,48,600 Shares have been forfeited but not reissued
600 Shares have been reissued but not subscribed
7,49,200 Total Difference between 10 & 15
16 (3). Reasons for difference if any, between (11 & 15): None
17. Certifying the details of changes in share capital during the quarter under
consideration as per Table below:
Particulars No. of Applied/ Stock whether whether In-principal
shares Not Exchanges intimated intimated approval
Applied (Specify to CDSL to NSDL pending for
for Names) SE (Specify
listing Names)
ESOP 35,000 Yes BSE & NSE Yes Yes No
Rights, Bonus, Preferential Issue, ESOPs, Amalgamation, Conversion, Buyback,
Capital Reduction,.Forfeiture, any other (to specify).
18. Register of Members is updated (Yes/ No), not, updated upto which date: YES
Pramod S. Shah & Associates
Practising Company Secretaries
19. Reference of previous quarter with regards to excess dematerialised shares, if any:
The Company has further dematerialized 2,900 Equity shares for the period from
01/07/2026 to 30/09/2026
20. Has the company resolved the matter mentioned in point no. 19 above in the current
quarter? not, reason why: N.A.
21. Mentioned the total no. of requests, any, confirmed after 21 days and the total no.
of requests pending beyond 21 days with the reasons for delay:
Total No. of demat requests No. of requests No. of shares Reasons for delay
N.A. N.A. N.A.
Confirmed after 21 Days
N.A.
Pending for more than 21 days N.A N.A
22. Name, Telephone & Fax No. of the Compliance Officer of the Co.:
Mr. Ajay Shah - Compliance Officer and Company Secretary. Tel. & Fax No.: 022
61842525, 022 - 24970777
23. Name, Address, Tel. & Fax No., Regn. no. of the Auditor: Pramod S. Shah - Partner
S. Shah &
Pramod Associates
P D' St.
Address: 3rd Floor, LA-SHEWA Bldg., Next to Fedex,233, Mello Road, Opp.
George Hospital, Near CST, Mumbai-400 001. Tele fax: 022 22717700
FCS: 334 C. P. No.: 3804
Appointment of common agency for share registry work:
MUFG Intime India Pvt. Ltd
(Earlier Known as Link Intime India Private Limited)
Address: C101, 247 Park, L.B.S. Marg, Vikhroli (West), Mumbai, Maharashtra, 400083
Pramod S. Shah & Associates
Practising Company Secretaries
25. Any other detail that the auditor may like to provide. ( e. g. BIFR Company, delisting
from SE, company changed its name, etc.): N.A.
Date: 16 October, 2026 Name of the Auditor:
Place: Mumbai Pramod S. Shah & Associa
Practi i Company Secretary
Pramod S. Shah
Senior Partner
Membership No.: F334
C. P. No.: 3804
UDIN: F000334H001902179