NSECertificate under SEBI (Depositories and Participants) Regulations, 20182d ago · 18 Oct 2026, 01:17 pm

Certificate under SEBI (Depositories and Participants) Regulations, 2018

Prime Securities Limited · PRIMESECU

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Prime Securities Limited has informed the Exchange about Certificate under SEBI (Depositories and Participants) Regulations, 2018. The company has provided a Reconciliation of Share Capital Report dated October 16, 2026, for Quarter ended September 30, 2026.

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Governance Concern1/10
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Prime Securities Limited has informed the Exchange about Certificate under SEBI (Depositories and Participants) Regulations, 2018

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PRIMESECU_18102026131642_Reg76.pdf

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October 18, 2026 Corporate Relationship Department Capital Markets - Listing BSE Limited National Stock Exchange of India Limited Phiroze Jeejeebhoy Towers, Exchange Plaza, 5th Floor, Plot No. C/1, Dalal Street, G Block, Bandra Kurla Complex, Fort, Mumbai 400001 Bandra (East), Mumbai 400051 Dear Sir, Sub: Regulation 76(1) of the Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018 Re: Stock Code: 500337 (BSE) / PRIMESECU (NSE) Pursuant to the provisions of Regulation 76(1) of SEBI (Depositories and Participants) Regulations, 2018, we are enclosing herewith the Reconciliation of Share Capital Report dated October 16, 2026, for Quarter ended September 30, 2026, from M/s. Pramod Shah & Associates, Practicing Company Secretaries. This is for your information and records. Thanking you, Yours faithfully, For Prime Securities Limited Ajay Shah Company Secretary (ACS-14359) Prime Securities Limited 1109 / 1110, Maker Chambers V, Nariman Point, Mumbai 400021 Tel : +91-22-6184 2525 CIN: L67120MH1982PLC026724 Fax : +91-22-2497 0777 www.primesec.com Pramod S. Shah & Associates Practising Company Secretaries 3rd Floor, LA-SH EWA Bldg., Next to Fedex, 233,P. D' Mello Road, Opp. St. George Hospita I, Near CST, Mumbai - 400 001. Tel. : 91-22-2271 7700 •Email: saurabhshah@psaprofessionals.com •Website: cspsa.co.in RECONCILIATION OF SHARE CAPITAL AUDIT REPORT 1. For Quarter Ended: 30.09.2026 2. ISIN: INE032B01021 3. Face Value: INR 5 4. Name of the Company: Prime Securities Limited 5. Registered Office Address: 1109/ 1110, Maker Chambers V, Nariman Point, Mumbai, Maharashtra, 400021 6. Correspondence Address: 1109/ 1110, Maker Chambers V, Nariman Point, Mumbai, Maharashtra, 400021 7. Telephone & Fax Nos. Tel.: 022-61842525, Fax: 022-24970777 8. Email address: prime@primesec.com 9. Names of the Stock Exchanges where the company's securities are listed: Bombay Stock Exchange Ltd. And National Stock Exchange of India Limited Number of shares of Total Issued Cap. 10. Issued Capital 3,47,24,525 100.00% 11. Listed Capital (Exchange-wise) (as 3,39,75,325 97.84% per company records) 12. Held in dematerialised form in 1,10,09,496 31.70% CDSL 13. Held in dematerialised form in 2,18,46,173 62.90% NSDL 14. Physical 11,19,656 3.22% 15. Total No. of shares (12+13+14) 3,39,75,325 97.70% Pramod S. Shah & Associates Practising Company Secretaries if & 16 (1). Reasons for difference any, between (10 11): 7,48,600 Shares have been forfeited but not reissued 600 Shares have been reissued but not subscribed 7,49,200 Total Difference between 10 11 16 (2). Reasons for difference if any, between (10 & 15): 7,48,600 Shares have been forfeited but not reissued 600 Shares have been reissued but not subscribed 7,49,200 Total Difference between 10 & 15 16 (3). Reasons for difference if any, between (11 & 15): None 17. Certifying the details of changes in share capital during the quarter under consideration as per Table below: Particulars No. of Applied/ Stock whether whether In-principal shares Not Exchanges intimated intimated approval Applied (Specify to CDSL to NSDL pending for for Names) SE (Specify listing Names) ESOP 35,000 Yes BSE & NSE Yes Yes No Rights, Bonus, Preferential Issue, ESOPs, Amalgamation, Conversion, Buyback, Capital Reduction,.Forfeiture, any other (to specify). 18. Register of Members is updated (Yes/ No), not, updated upto which date: YES Pramod S. Shah & Associates Practising Company Secretaries 19. Reference of previous quarter with regards to excess dematerialised shares, if any: The Company has further dematerialized 2,900 Equity shares for the period from 01/07/2026 to 30/09/2026 20. Has the company resolved the matter mentioned in point no. 19 above in the current quarter? not, reason why: N.A. 21. Mentioned the total no. of requests, any, confirmed after 21 days and the total no. of requests pending beyond 21 days with the reasons for delay: Total No. of demat requests No. of requests No. of shares Reasons for delay N.A. N.A. N.A. Confirmed after 21 Days N.A. Pending for more than 21 days N.A N.A 22. Name, Telephone & Fax No. of the Compliance Officer of the Co.: Mr. Ajay Shah - Compliance Officer and Company Secretary. Tel. & Fax No.: 022 61842525, 022 - 24970777 23. Name, Address, Tel. & Fax No., Regn. no. of the Auditor: Pramod S. Shah - Partner S. Shah & Pramod Associates P D' St. Address: 3rd Floor, LA-SHEWA Bldg., Next to Fedex,233, Mello Road, Opp. George Hospital, Near CST, Mumbai-400 001. Tele fax: 022 22717700 FCS: 334 C. P. No.: 3804 Appointment of common agency for share registry work: MUFG Intime India Pvt. Ltd (Earlier Known as Link Intime India Private Limited) Address: C101, 247 Park, L.B.S. Marg, Vikhroli (West), Mumbai, Maharashtra, 400083 Pramod S. Shah & Associates Practising Company Secretaries 25. Any other detail that the auditor may like to provide. ( e. g. BIFR Company, delisting from SE, company changed its name, etc.): N.A. Date: 16 October, 2026 Name of the Auditor: Place: Mumbai Pramod S. Shah & Associa Practi i Company Secretary Pramod S. Shah Senior Partner Membership No.: F334 C. P. No.: 3804 UDIN: F000334H001902179