Shareholders meeting

SMC GLOBAL SECURITIES LIMITED ms on’ ey wm is¢ e. b be wi. se. SM C Ele e Bm a Ib r e i Rnr eg: & .N S T NE r a .« d i :B n S IgE mMS b 0E e r« 0: N CC a 1sD h -E ,X eF s« & e80M a,C cX C 4hu rr A3e nn ac ly 3y, tD e Nb o.t & ICo Nmm Hod 1i 0ty 0 00- D1P 8Re4g9n. No. : IN-DP-130-2015 . 1cth Regd. Offce : 11168, Shani Chamber, Pusa Road, New Dalni- 110005 Date: 15" October, 2026 EP -h m - a 4 i9 1 :- s1 m1 o- @3 s0 m1 cH i1 n0 d0 i0 a, o4 n0 l7 i5 n3 e3 .3 co3 m F a Wx e : b s9 i1 t- -1 ww1 w- .s2 m5 e7 in5 d4 ia+3 oC6 nI i5N i n N eo .. co- mL 74899DL 1984PLCD63609 Listing Operations Listing Department BSE Limited, P ] Towers, Dalal Street, National Stock Exchange of India Limited, Mumbai-400001, India Exchange Plaza, C-1, Block G, Bandra Kurla Complex, Scrip Code: 543263 Bandra Debentures Scrip Code: | (E) Mumbai - 400051 940727,94—0717,940317,940325,940319, | 940323,939655,940725,940321, Symbol: SMCGLOBAL 939651,939657,,940327,939647, | 940719,940721 and 940723 | Sub.: Notice of Extraordinary General Meeting (‘EGM’) of the Company Dear Sir/Madam, Pursuant to Regulation 30 of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015, please find enclosed | 1h 1e :r 0e 0w i at .h .t h (e STN )o t ti hc re oo uf hE G VM id, os c Che od nu fl ee rd ib ne h Oe tl hd ro n uF dr iid oa y V, s0 ua6 N Mo ev ae nm sb ,e r fo, 2 s0 ee2 k6 na gt | approval on the following special business: | [1tem No. J Resolution Resolution type 1 Issuance of up to 1,00,00,000 Fully Special Resolution [ Convertible Warrants to the persons/ entities belonging to the ‘Non-Promoter’ category on preferential basis The said Notice of the EGM is being sent through electronic mode to those Members | whose e-mail addresses are registered with the Company/ Depository Participants/ Depositories/ Registrar and Share Transfer Agent oft he Company The same is also available on the website of the Company at www.smcindiaonline.com. For SMC Global Securities Limited Suman Kumar E.V.P. (Corporate Affairs & Legal), Company Secretary & General Counsel Date: October 15, 2026 Place: New Delhi MUMBAI OFFICE : A MW ui mn bg a, i -4 40 01 0/4 00 62 3, PL ho t : us + 9C 1o -r 2p 2o -r 6a 7t 3e 4 1P 6ar 0k 0, , G 6r 6a 4h 8a 1m 8 1F 8ir t Fh aS xte :e l + 9C 1o -m 2p 2o -u 6n 7d 3, 4 1O 6f 9f 7 W e E-s mt ae in l E : x sp mr ee ms us m bH ai igh @w sa my c, i nJ da iy aC oo na ic ih n eS .i cgn oa ml , Goregaon East KOLKATA OFFICE : E18 m aR ia b :i sn md er ka o lS kar aa tn ai @, s mP eo id nd da ir a C oo nu lr it n, e G .a ct oe m No-4, 4th & 5th Floor, Kolkata-700001 Ph : +91-33-66127000 & 40827000 Fax : +91-33-66127007 Certified $smc moneywise.be wise. SMC GLOBAL SECURITIES LIMITED CIN: L74899DL1994PLC063609 Registered Office: 11/6B, Shanti Chamber, Pusa Road, New Delhi, Delhi, 110005, India Email: smc@smcindiaonline.com | Website: www.smcindiaonline.com Notice of Extra-Ordinary General Meeting Notice is hereby given that the Extra-Ordinary General Meeting (“EGM”) of the members of SMC Global Securities Limited ("the Company”) will be held on Friday, November 06, 2026 at 11:00 AM (IST) through video conferencing (“VC”)/ other audio-visual means (“OAVM”) to transact the following business: SPECIAL BUSINESS: Item No. 1: Issuance ofup to 1,00,00,000 Fully Convertible Warrants to the persons/ entities belonging to the ‘Non-Promoter’ category on preferential basis. To consider, and if thought fit, to pass, the following resolution as Special Resolution: “RESOLVED THAT pursuant to provisions of Sections 23(1), 42, 62(1)(c) and other applicable provisions, if any, of the Companies Act, 2013 (hereinafter referred to as the “Companies Act”) read with the Companies (Prospectus and Allotment of Securities) Rules, 2014, as amended and the Companies (Share Capital and Debentures) Rules, 2014, as amended and other relevant rules made there under (including any statutory modification(s) or enactment(s) or re-enactment(s) thereof, for the time being in force), enabling provisions in Memorandum and Articles of Association of the Company, provisions of uniform listing agreement entered into with National Stock Exchange of India Limited (“NSE”) and BSE Limited (“BSE”), where the equity shares of face value of Rs. 2 (Rupees Two Only) each of the Company are listed (collectively referred to as “Stock Exchanges”), and in accordance with the guidelines, rules and regulations of the Securities and Exchange Board of India (“SEBI"), as amended including the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018, as amended (“SEBI (ICDR) Regulations”), the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (“SEBI Listing Regulations”), as amended, SEBI (Substantial Acquisition of Shares & Takeovers) Regulations, 2011 (“Takeover Regulations”) as amended, and in accordance with other applicable rules, regulations, circulars, notifications, clarifications and guidelines issued thereon, from time to time, by Ministry of Corporate Affairs, SEBI and/or any other competent authorities, and subject to approvals, consents, permissions and/or sanctions, as may be required from the Government of India, SEBI, Stock Exchanges, and any other relevant statutory, regulatory, governmental authorities or departments, institutions or bodies and subject to such terms, conditions, alterations, corrections, changes, variations and/or modifications, if any, as may be prescribed by any one or more or all of them in granting such approvals, consents, permissions and/or sanctions and which may be agreed to by Board of Directors of the Company (hereinafter referred to as the “Board” which term shall be deemed to include any Committee, which the Board has constituted or may hereafter constitute, to exercise one or more of its powers, including the powers conferred hereunder), consent of the Members of the Company be and is hereby accorded to the Board to create, issue, offer and allot, on a preferential basis, up to 1,00,00,000 (One Crore) Fully Convertible Warrants (“Warrants”) each convertible into 1 (one) fully paid-up Equity Share of the Company of face value of Rs. 2/- (Rupees Two only) each, for cash consideration at an issue price of Rs. 106/- (Rupees One Hundred and Six Only) per warrant, (including a premium of Rs. 104 (Rupees One Hundred and Four only) per Equity Share of face value of Rs. 2 (Rupees Two only) each) aggregating up to Rs. 1,06,00,00,000/- (Rupees One Hundred and Six Crore Only) to the Allottees, as detailed hereunder, by way of a preferential issue on a private placement basis and on such terms and conditions set out herein and to issue Fresh Equity shares on the conversion of Warrants on such further terms and conditions as may be finalized by the Board of Directors, to the below mentioned persons/ entities belonging to the ‘Non-Promoter’ category, for cash (“Proposed Allottee”): Sr. No. | Name of the Proposed Allottee Category of Proposed | No. of Warrants Allottee (up to) 1. Mahesh Kumar Non-Promoter 42,00,000 2. SGS Fintech Private Limited Non-Promoter 33,00,000 3. Open Advanced Technologies LLP Non-Promoter 25,00,000 Total 1,00,00,000 RESOLVED FURTHER THAT the relevant date for the purpose of determination of the floor price for the Preferential Issue is Wednesday, October 07, 2026, (“Relevant Date”) in accordance with Regulation 161 of the SEBI ICDR Regulations, which is the date 30 (thirty) days prior to the date on which the Extra-ordinary General Meeting is to be held to consider the Preferential Issue i.e., Friday, November 06, 2026. RESOLVED FURTHER THAT without prejudice to the generality of the above resolution, the issue and allotment of Warrants and Equity Shares upon exercise of such Warrants shall be subject to applicable laws, and receipt of necessary regulatory permissions and approvals, and on the following terms and conditions: a) The right attached to the Warrants may be exercised by the Warrant holder, in one [Showing first 8,000 characters — download PDF for full document]