Monitoring Agency Report

October 15, 2026 The Manager, The Manager, Listing Department, Listing Department, BSE Limited, National Stock Exchange of India Ltd., Phiroze Jeejeebhoy Tower, Exchange Plaza, 5th Floor, Plot C/1, G Block, Dalal Street, Bandra - Kurla Complex, Bandra (E), Mumbai 400 001. Mumbai 400 051. BSE Scrip Code: 542772 NSE Symbol: 360ONE Dear Sir / Madam, Subject: Submission of the reports of the monitoring agency for the quarter ended September 30, 2026 Pursuant to Regulation 32(6) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, read with Regulation 162A of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018, please find enclosed the reports of the monitoring agency appointed by the Company i.e. CARE Ratings Limited, in respect of preferential issues of warrants for the quarter ended September 30, 2026 (“Reports”). The said Reports were placed before the audit committee and the Board of Directors of the Company, at its meeting held on October 15, 2026. The Reports contain the comments of the Board of Directors and management of the Company on the findings of the monitoring agency. The Reports shall be available on the website of the Company at https://ir.360.one/investor- relations/. Kindly take the same on record. Thanking you. Yours faithfully, For 360 ONE WAM LIMITED Rohit Bhase Company Secretary ACS- 21409 Encl.: As above 360 ONE WAM LIMITED Corporate & Registered Office: 360 ONE Centre, Kamala City, Senapati Bapat Marg, Lower Parel (West), Mumbai – 400 013 Tel (91-22) 4876 5100 Fax (91-22) 4341 1895 Email secretarial@360.one www.360.one CIN: L74140MH2008PLC177884 Monitoring Agency Report Care=dge RATINGS No. CARE/HO/GEN/2026-27/1167 The Board of Directors 360 ONE WAM Limited 360 ONE Centre, Kamala City, Senapati Bapat Marg, Lower Parel, Mumbai Maharashtra 400013 October 15, 2026 Dear Sir/Ma’am, Monitoring Agency Report for the quarter ended September 30, 2026 - in relation to the Preferential issue of 360 One WAM Limited (“the Company”) We write in our capacity of Monitoring Agency for the preferential Issue for the amount aggregating to ₹2,111.80 crore (Gross Proceeds) of the Company and refer to our duties cast under 162A of the Securities & Exchange Board of India (Issue of Capital & Disclosure Requirements) Regulations. In this connection, we are enclosing the Monitoring Agency Report for the quarter ended September 30, 2026, as per aforesaid SEBI Regulations and Monitoring Agency Agreement dated April 25, 2026. Request you to kindly take the same on records. Thanking you, Yours faithfully, Yogesh Rochani Assistant Director Yogesh.rochani@careedge.in Monitoring Agency Report Care=dge RATINGS Report of the Monitoring Agency Name of the issuer: 360 One WAM Limited For quarter ended: September 30, 2026 Name of the Monitoring Agency: CARE Ratings Limited (a) Deviation from the objects: None (b) Range of Deviation: Not applicable Declaration: We declare that this report provides an objective view of the utilization of the issue proceeds in relation to the objects of the issue based on the information provided by the Issuer and information obtained from sources believed by it to be accurate and reliable. The MA does not perform an audit and undertakes no independent verification of any information/ certifications/ statements it receives. This Report is not intended to create any legally binding obligations on the MA which accepts no responsibility, whatsoever, for loss or damage from the use of the said information. The views and opinions expressed herein do not constitute the opinion of MA to deal in any security of the Issuer in any manner whatsoever. Nothing mentioned in this report is intended to or should be construed as creating a fiduciary relationship between the MA and any issuer or between the agency and any user of this report. The MA and its affiliates also do not act as an expert as defined under Section 2(38) of the Companies Act, 2013. The MA or its affiliates may have credit rating or other commercial transactions with the entity to which the report pertains and may receive separate compensation for its ratings and certain credit related analyses. We confirm that there is no conflict of interest in such relationship/interest while monitoring and reporting the utilization of the issue proceeds by the issuer, or while undertaking credit rating or other commercial transactions with the entity. We have submitted the report herewith in line with the format prescribed by SEBI, capturing our comments, where applicable. There are certain sections of the report under the title “Comments of the Board of Directors”, that shall be captured by the Issuer’s Management / Audit Committee of the Board of Directors subsequent to the MA submitting their report to the issuer and before dissemination of the report through stock exchanges. These sections have not been reviewed by the MA, and the MA takes no responsibility for such comments of the issuer’s Management/Board. Signature: Yogesh Rochani Assistant Director Yogesh.rochani@careedge.in 1) Issuer Details: Name of the issuer : 360 One WAM Limited Name of the promoter : Mr. Karan Bhagat and Mr. Yatin Shah Industry/sector to which it belongs : Other Capital Market Related Services 2) Issue Details Issue Period : July 15, 2025, to July 22, 2025 Type of issue (public/rights) : Preferential Issue (private placement) Type of specified securities : Equity Convertible Warrants IPO Grading, if any : Not applicable Issue size (in crore) : ₹2,111.80 crore 3) Details of the arrangement made to ensure the monitoring of issue proceeds: Comments of Source of information / certifications Comments of the the Particulars Reply considered by Monitoring Agency for Monitoring Agency Board of preparation of report Directors • Form PAS-4 • Corrigendum to the EGM Notice dated Whether all utilization is as per the disclosures in the Offer February 20, 2025. No funds were called or utilized during Yes Nil Document? • CA Certificate* the quarter. • Bank statements • Management Certificate. Whether shareholder approval has been obtained in case of • CA Certificate* Not applicable since no deviation has material deviations# from expenditures disclosed in the Offer Not applicable • Previous Monitoring Agency report Nil been observed Document? • Management Certificate Whether the means of finance for the disclosed objects of the No • Management Certificate Not applicable, since no deviation Nil issue have changed? • Q2FY26, Q3FY26, Q4FY26 and Q1FY27 Is there any major deviation observed over the earlier No, there are no deviations observed No Monitoring Agency Reports. Nil monitoring agency reports? from last monitoring agency report. • CA Certificate* No approval is required other than in- Whether all Government/statutory approvals related to the Not applicable • Management Certificate principal approval letters from BSE and Nil object(s) have been obtained? NSE. Whether all arrangements pertaining to technical Not applicable • Management Certificate No comments Nil assistance/collaboration are in operation? Are there any favorable/unfavorable events affecting the No • Management Certificate No comments Nil viability of these object(s)? The current market price per share of Is there any other relevant information that may materially the company as on September 30, No • BSE/NSE market data Nil affect the decision making of the investors? 2026, was at ₹1,030.00, which is in line with the price offered for the said Comments of Source of information / certifications - - Comments of the --th-e - Particulars Reply considered by Monitoring Agency for Monitoring Agency Board of preparation of report Directors warrant issue, i.e., ₹1,030.00 * Chartered Accountant certificate from S.R. Batliboi & CO. LLP dated October 13, 2026. #Where material deviation may be defined to mean: a) Deviation in the objects or purposes for which the funds have been raised b) Deviation in the amount of fu [Showing first 8,000 characters — download PDF for full document]