BSECompany Update5d ago · 15 Oct 2026, 05:25 pm
Please find enclosed herewith Monitoring Agency Reports for the quarter ended September 30, 2026
360 ONE WAM LTD · 542772
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360 ONE WAM LTD has submitted the monitoring agency report for the quarter ended September 30, 2026, as per SEBI regulations, in relation to the preferential issue of warrants for ₹2,111.80 crore.
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360 ONE WAM LTD - 542772 - Announcement under Regulation 30 (LODR)-Monitoring Agency Report
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October 15, 2026
The Manager, The Manager,
Listing Department, Listing Department,
BSE Limited, National Stock Exchange of India Ltd.,
Phiroze Jeejeebhoy Tower, Exchange Plaza, 5th Floor, Plot C/1, G Block,
Dalal Street, Bandra - Kurla Complex, Bandra (E),
Mumbai 400 001. Mumbai 400 051.
BSE Scrip Code: 542772 NSE Symbol: 360ONE
Dear Sir / Madam,
Subject: Submission of the reports of the monitoring agency for the quarter ended
September 30, 2026
Pursuant to Regulation 32(6) of the SEBI (Listing Obligations and Disclosure Requirements)
Regulations, 2015, read with Regulation 162A of the SEBI (Issue of Capital and Disclosure
Requirements) Regulations, 2018, please find enclosed the reports of the monitoring agency
appointed by the Company i.e. CARE Ratings Limited, in respect of preferential issues of
warrants for the quarter ended September 30, 2026 (“Reports”).
The said Reports were placed before the audit committee and the Board of Directors of the
Company, at its meeting held on October 15, 2026. The Reports contain the comments of the
Board of Directors and management of the Company on the findings of the monitoring
agency.
The Reports shall be available on the website of the Company at https://ir.360.one/investor-
relations/.
Kindly take the same on record.
Thanking you.
Yours faithfully,
For 360 ONE WAM LIMITED
Rohit Bhase
Company Secretary
ACS- 21409
Encl.: As above
360 ONE WAM LIMITED
Corporate & Registered Office: 360 ONE Centre, Kamala City, Senapati Bapat Marg, Lower Parel (West), Mumbai – 400 013
Tel (91-22) 4876 5100 Fax (91-22) 4341 1895 Email secretarial@360.one www.360.one CIN: L74140MH2008PLC177884
Monitoring Agency Report
Care=dge
RATINGS
No. CARE/HO/GEN/2026-27/1167
The Board of Directors
360 ONE WAM Limited
360 ONE Centre,
Kamala City, Senapati Bapat Marg,
Lower Parel, Mumbai
Maharashtra 400013
October 15, 2026
Dear Sir/Ma’am,
Monitoring Agency Report for the quarter ended September 30, 2026 - in relation to the Preferential issue
of 360 One WAM Limited (“the Company”)
We write in our capacity of Monitoring Agency for the preferential Issue for the amount aggregating to ₹2,111.80 crore
(Gross Proceeds) of the Company and refer to our duties cast under 162A of the Securities & Exchange Board of India (Issue
of Capital & Disclosure Requirements) Regulations.
In this connection, we are enclosing the Monitoring Agency Report for the quarter ended September 30, 2026, as per
aforesaid SEBI Regulations and Monitoring Agency Agreement dated April 25, 2026.
Request you to kindly take the same on records.
Thanking you,
Yours faithfully,
Yogesh Rochani
Assistant Director
Yogesh.rochani@careedge.in
Monitoring Agency Report
Care=dge
RATINGS
Report of the Monitoring Agency
Name of the issuer: 360 One WAM Limited
For quarter ended: September 30, 2026
Name of the Monitoring Agency: CARE Ratings Limited
(a) Deviation from the objects: None
(b) Range of Deviation: Not applicable
Declaration:
We declare that this report provides an objective view of the utilization of the issue proceeds in relation to the objects of
the issue based on the information provided by the Issuer and information obtained from sources believed by it to be
accurate and reliable. The MA does not perform an audit and undertakes no independent verification of any information/
certifications/ statements it receives. This Report is not intended to create any legally binding obligations on the MA which
accepts no responsibility, whatsoever, for loss or damage from the use of the said information. The views and opinions
expressed herein do not constitute the opinion of MA to deal in any security of the Issuer in any manner whatsoever.
Nothing mentioned in this report is intended to or should be construed as creating a fiduciary relationship between the MA
and any issuer or between the agency and any user of this report. The MA and its affiliates also do not act as an expert as
defined under Section 2(38) of the Companies Act, 2013.
The MA or its affiliates may have credit rating or other commercial transactions with the entity to which the report pertains
and may receive separate compensation for its ratings and certain credit related analyses. We confirm that there is no
conflict of interest in such relationship/interest while monitoring and reporting the utilization of the issue proceeds by the
issuer, or while undertaking credit rating or other commercial transactions with the entity.
We have submitted the report herewith in line with the format prescribed by SEBI, capturing our comments, where
applicable. There are certain sections of the report under the title “Comments of the Board of Directors”, that shall be
captured by the Issuer’s Management / Audit Committee of the Board of Directors subsequent to the MA submitting their
report to the issuer and before dissemination of the report through stock exchanges. These sections have not been reviewed
by the MA, and the MA takes no responsibility for such comments of the issuer’s Management/Board.
Signature:
Yogesh Rochani
Assistant Director
Yogesh.rochani@careedge.in
1) Issuer Details:
Name of the issuer : 360 One WAM Limited
Name of the promoter : Mr. Karan Bhagat and Mr. Yatin Shah
Industry/sector to which it belongs : Other Capital Market Related Services
2) Issue Details
Issue Period : July 15, 2025, to July 22, 2025
Type of issue (public/rights) : Preferential Issue (private placement)
Type of specified securities : Equity Convertible Warrants
IPO Grading, if any : Not applicable
Issue size (in crore) : ₹2,111.80 crore
3) Details of the arrangement made to ensure the monitoring of issue proceeds:
Comments of
Source of information / certifications
Comments of the the
Particulars Reply considered by Monitoring Agency for
Monitoring Agency Board of
preparation of report
Directors
• Form PAS-4
• Corrigendum to the EGM Notice dated
Whether all utilization is as per the disclosures in the Offer February 20, 2025. No funds were called or utilized during
Yes Nil
Document? • CA Certificate* the quarter.
• Bank statements
• Management Certificate.
Whether shareholder approval has been obtained in case of • CA Certificate*
Not applicable since no deviation has
material deviations# from expenditures disclosed in the Offer Not applicable • Previous Monitoring Agency report Nil
been observed
Document? • Management Certificate
Whether the means of finance for the disclosed objects of the
No • Management Certificate Not applicable, since no deviation Nil
issue have changed?
• Q2FY26, Q3FY26, Q4FY26 and Q1FY27
Is there any major deviation observed over the earlier No, there are no deviations observed
No Monitoring Agency Reports. Nil
monitoring agency reports? from last monitoring agency report.
• CA Certificate*
No approval is required other than in-
Whether all Government/statutory approvals related to the
Not applicable • Management Certificate principal approval letters from BSE and Nil
object(s) have been obtained?
NSE.
Whether all arrangements pertaining to technical
Not applicable • Management Certificate No comments Nil
assistance/collaboration are in operation?
Are there any favorable/unfavorable events affecting the
No • Management Certificate No comments Nil
viability of these object(s)?
The current market price per share of
Is there any other relevant information that may materially the company as on September 30,
No • BSE/NSE market data Nil
affect the decision making of the investors? 2026, was at ₹1,030.00, which is in
line with the price offered for the said
Comments of
Source of information / certifications
- - Comments of the --th-e -
Particulars Reply considered by Monitoring Agency for
Monitoring Agency Board of
preparation of report
Directors
warrant issue, i.e., ₹1,030.00
* Chartered Accountant certificate from S.R. Batliboi & CO. LLP dated October 13, 2026.
#Where material deviation may be defined to mean:
a) Deviation in the objects or purposes for which the funds have been raised
b) Deviation in the amount of fu
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