Action(s) taken or orders passed

October 14, 2026 The Manager, The Manager, Listing Department, Listing Department, BSE Limited, The National Stock Exchange of India Ltd., Phiroze Jeejeebhoy Tower, Exchange Plaza, 5 Floor, Plot C/1, G Block, Dalal Street, Bandra - Kurla Complex, Mumbai 400 001 Bandra (E), Mumbai 400 051 Tel No.: 22721233 Tel No.: 2659 8235 Fax No.: 22723719/22723121/22722037 Fax No.: 26598237/ 26598238 BSE Scrip Code: 542773 NSE Symbol: IIFLCAPS Dear Sir/ Madam Sub: Intimation under Regulation 30 of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 Pursuant to Regulation 30 read with Para A of Part A of Schedule III of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 ("SEBI Listing Regulations"), we wish to inform that the Company has received an Adjudication Order from the Securities and Exchange Board of India (“SEBI”) imposing a monetary penalty of ₹2,00,000/- under Section 15HB of the SEBI Act, 1992 in connection with certain observations arising from the inspection of the Company's Online Bond Platform Provider (OBPP) activities. In this regard, the requisite disclosure in terms of Regulation 30 of the SEBI Listing Regulations is provided below: Sr. No. Particular Remark/Update 1 Name of the authority; Securities and Exchange Board of India (“SEBI”) 2 Nature and details of the action(s) taken SEBI, vide Adjudication Order dated October or order(s) passed; 13, 2026, has imposed a monetary penalty of ₹2,00,000/- (Rupees Two Lakhs Only) on the Company under Section 15HB of the SEBI Act, 1992 3 Date of receipt of direction or order, Adjudication Order dated October 13, 2026, including any ad-interim or interim received by the Company on October 13, orders, or any other communication from 2026 the authority; 4 Details of the Pursuant to an inspection of the Company's violation(s)/contravention(s) committed OBPP operations for the period from July 26, or alleged to be committed; 2024 to March 31, 2025, SEBI observed (i) failure to ensure routing of certain orders relating to listed debt securities through the RFQ platform of a recognised stock exchange, and (ii) failure to execute agreements with certain third-party sellers in accordance with the applicable SEBI regulatory framework governing OBPPs. Based on the findings, SEBI imposed a penalty of ₹2,00,000/- under Section 15HB of the SEBI Act, 1992. In this regard it may be noted that we have discontinued using existing platform and the new version of the platform in compliance with the SEBI guidelines is under implementation. Further, the agreements with the third-party sellers were also executed. 5 Impact on financial, operation or other Apart from the aforesaid monetary penalty, activities of the listed entity, quantifiable there is no material impact on the financial, in monetary terms to the extent possible. operational or other activities of the Company. Kindly take the above on your record. Yours faithfully, For IIFL Capital Services Limited (Formerly IIFL Securities Limited) Meghal Shah Company Secretary