Action(s) taken or orders passed

October 9, 2026 The Manager, The Manager, Listing Department, Listing Department, BSE Limited, The National Stock Exchange of India Ltd., Phiroze Jeejeebhoy Tower, Exchange Plaza, 5 Floor, Plot C/1, G Block, Dalal Street, Bandra - Kurla Complex, Mumbai 400 001 Bandra (E), Mumbai 400 051 Tel No.: 22721233 Tel No.: 2659 8235 Fax No.: 22723719/22723121/22722037 Fax No.: 26598237/ 26598238 BSE Scrip Code: 542773 NSE Symbol: IIFLCAPS Dear Sir/ Madam Sub: Intimation under Regulation 30 of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 Pursuant to Regulation 30 read with Para A of Part A of Schedule III of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 ("SEBI Listing Regulations"), we hereby inform you that the Multi Commodity Exchange of India Limited ("MCX") levied a monetary penalty on the Company in connection with alleged Abnormal/Non-Genuine Trades in terms of Exchange Circular No. MCX/S&I/324/2018 dated August 20, 2018. In this regard, the requisite disclosure in terms of Regulation 30 of the SEBI Listing Regulations is provided below: Sr. No. Particular Remark/Update 1 Name of the authority; Multi Commodity Exchange of India Ltd. ("MCX") 2 Nature and details of the action(s) taken MCX, vide separate emails dated October 9, or order(s) passed; 2026, levied aggregate monetary penalties amounting to ₹28,10,300 (comprising ₹6,57,375, ₹1,79,625, ₹1,68,080, ₹5,20,000, ₹1,01,000, ₹4,73,220/- and ₹7,11,000) in terms of Exchange Circular No. MCX/S&I/324/2018 dated August 20, 2018. 3 Date of receipt of direction or order, Communication dated October 9, 2026, including any ad-interim or interim received by the Company on October 9, orders, or any other communication from 2026. the authority; 4 Details of the Certain client transactions were construed violation(s)/contravention(s) committed by MCX as Abnormal / Non-genuine trades, or alleged to be committed; alleged to be in violation of Exchange Circular No. MCX/S&I/324/2018 dated August 20, 2018. Accordingly, MCX, vide separate emails dated October 9, 2026, levied aggregate monetary penalties amounting to ₹ 28,10,300/- on the Company which shall be recovered from the concerned clients. 5 Impact on financial, operation or other Apart from the aforesaid monetary penalty, activities of the listed entity, quantifiable there is no material impact on the financial, in monetary terms to the extent possible. operational or other activities of the Company. Kindly take the above on your record. Yours faithfully, For IIFL Capital Services Limited (Formerly IIFL Securities Limited) Meghal Shah Company Secretary