Action(s) taken or orders passed

October 8, 2026 The Manager, The Manager, Listing Department, Listing Department, BSE Limited, The National Stock Exchange of India Ltd., Phiroze Jeejeebhoy Tower, Exchange Plaza, 5 Floor, Plot C/1, G Block, Dalal Street, Bandra - Kurla Complex, Mumbai 400 001 Bandra (E), Mumbai 400 051 Tel No.: 22721233 Tel No.: 2659 8235 Fax No.: 22723719/22723121/22722037 Fax No.: 26598237/ 26598238 BSE Scrip Code: 542773 NSE Symbol: IIFLCAPS Dear Sir/ Madam Sub: Intimation under Regulation 30 of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 Pursuant to Regulation 30 read with Para A of Part A of Schedule III of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 ("SEBI Listing Regulations"), we hereby inform you that BSE Limited ("BSE”) levied a monetary penalty on the Company in connection with alleged Abnormal / Non-genuine reversal trades. In this regard, the requisite disclosure in terms of Regulation 30 of the SEBI Listing Regulations is provided below: Sr. No. Particular Remark/Update 1 Name of the authority; BSE Limited ("BSE”) 2 Nature and details of the action(s) taken BSE has levied a monetary penalty of or order(s) passed; ₹51,26,469.88/- pursuant to the Exchange Notices dated December 13, 2018, February 7, 2019 and December 31, 2024, and in terms of the Rules, Bye-laws and Regulations of the Exchange. 3 Date of receipt of direction or order, Order dated October 7, 2026, received by including any ad-interim or interim the Company on October 7, 2026. orders, or any other communication from the authority; 4 Details of the Certain client transactions were violation(s)/contravention(s) committed construed by BSE as Abnormal / Non- or alleged to be committed; genuine reversal trades and were alleged to be in violation of the Exchange Notices dated December 13, 2018, February 7, 2019 and December 31, 2024, and the Rules, Bye-laws and Regulations of the Exchange. Accordingly, BSE has levied a penalty of ₹51,26,469.88/- on the Company, which shall be recovered from the concerned clients 5 Impact on financial, operation or other Apart from the aforesaid monetary penalty, activities of the listed entity, quantifiable there is no material impact on the financial, in monetary terms to the extent possible. operational or other activities of the Company. Kindly take the above on your record. Yours faithfully, For IIFL Capital Services Limited (Formerly IIFL Securities Limited) Meghal Shah Company Secretary