Action(s) initiated or orders passed

June 30, 2026 The Manager, The Manager, Listing Department, Listing Department, BSE Limited, The National Stock Exchange of India Ltd., Phiroze Jeejeebhoy Tower, Exchange Plaza, 5 Floor, Plot C/1, G Block, Dalal Street, Bandra - Kurla Complex, Mumbai 400 001 Bandra (E), Mumbai 400 051 Tel No.: 22721233 Tel No.: 2659 8235 Fax No.: 22723719/22723121/22722037 Fax No.: 26598237/ 26598238 BSE Scrip Code: 542773 NSE Symbol: IIFLCAPS Dear Sir/ Madam Sub: Intimation under Regulation 30 of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 Pursuant to Regulation 30 read with Para A of Part A of Schedule III of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 (“SEBI Listing Regulations”), we wish to inform you that the Company has received a compounding order from the Reserve Bank of India (“RBI”), Foreign Exchange Department, Mumbai. In this regard, the requisite disclosure in terms of Regulation 30 of the SEBI Listing Regulations is provided below: Sr. No. Particular Remark/Update 1 Name of the authority; Reserve Bank of India, Foreign Exchange Department, Mumbai (“RBI”) 2 Nature and details of the action(s) taken The Company had filed an application or order(s) passed; seeking compounding of certain contraventions under the provisions of the Foreign Exchange Management Act, 1999 ("FEMA") and the rules and regulations framed thereunder. Pursuant to the said application, the RBI has passed a compounding order dated June 30, 2026, imposing a compounding amount of ₹2,14,858 (Rupees Two Lakh Fourteen Thousand Eight Hundred and Fifty-Eight only). 3 Date of receipt of direction or order, Date order: June 30, 2026 including any ad-interim or interim orders, or any other communication from the authority; 4 Details of the The Company had contravened Regulation violation(s)/contravention(s) committed 9(3) of FEMA 400 by repatriating or alleged to be committed; disinvestment proceeds through a non- designated Authorised Dealer (AD) Bank and Regulation 15(iii) of FEMA 120/RB-2004 by delayed submission of seven Annual Performance Reports (APRs) in respect of its overseas direct investment in a foreign entity. 5 Impact on financial, operation or other Except for the compounding amount of activities of the listed entity, quantifiable ₹2,14,858, there is no material impact on in monetary terms to the extent possible. the financial, operational, or other activities of the Company. Kindly take the above on your record. Yours faithfully, For IIFL Capital Services Limited (Formerly IIFL Securities Limited) Meghal Shah Company Secretary