5paisa Capital Limited has informed the exchange about pendency of Litigation/dispute

October 1, 2026 To, To, The Manager, The Manager, Listing Department, Listing Department, BSE Limited, The National Stock Exchange of India Ltd., Phiroze Jeejeebhoy Tower, Exchange Plaza, Plot C/1, G Block, Dalal Street, Bandra - Kurla Complex, Bandra (E), Mumbai – 400 001. Mumbai – 400 051. BSE Scrip Code: 540776 NSE Symbol: 5PAISA Subject: Disclosure under Regulation 30 of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 Dear Sir/Madam, Pursuant to Regulation 30 read with Schedule III of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 (“SEBI Listing Regulations”), we hereby informed that the Company has received a Show Cause cum Demand Notice (“SCDN”) from the Office of the Principal Commissioner of CGST & C. Excise, Mumbai East, dated September 30, 2026, under Section 73(1) of Central Goods and Services Tax Act, 2017 (“CGST Act”). In this regard, the Company has the appropriate documents and supporting records to substantiate its position. Accordingly, the Company shall submit its response, along with the requisite documents and explanations, to the aforesaid SCDN within the prescribed timelines. The Company remains committed to maintain the highest standards of corporate governance and regulatory compliance and shall make such further disclosures or updates, as may be required, in accordance with the applicable provisions of the SEBI Listing Regulations. The details required under Regulation 30 of the SEBI Listing Regulations read with SEBI Master Circular No. HO/49/14/14(7)2025-CFD-POD2/I/3762/2026 dated January 30, 2026, and the disclosure as required under Regulation 30(13) of the SEBI Listing Regulations read with the Industry Standards Note on Regulation 30 of SEBI Listing Regulations dated February 25, 2025, are enclosed herewith as Annexure A and Annexure B, respectively. Kindly take the above on record and oblige. Thanking You, For 5paisa Capital Limited Mehul Somaiya Company Secretary and Compliance Officer ACS – 43026 Email: csteam@5paisa.com Place: Thane 5paisa Capital Limited Registered Office: IIFL House, Sun Infotech Park, Road No.16V, Plot No. B-23, Wagle Estate, Thane - 400604 Tel.: +91 22 41035000 I E-mail: support@5paisa.com I Website: www.5paisa.com I CIN: L67190MH2007PLC289249 Annexure A The details required under Regulation 30 of the SEBI Listing Regulations read with SEBI Master Circular No. HO/49/14/14(7)2025-CFD-POD2/I/3762/2026 dated January 30, 2026: Sr. Particulars Company’s Response 1. Brief details of litigation viz. name(s) of A Show Cause Cum Demand Notice (SCDN No. the opposing party, court/ tribunal/ 285/CGST/ME/ADC/5Paisa/2026-27) has been issued agency where litigation is filed, brief under Section 73(1) of the Central Goods and details of dispute/litigation. Services Tax Act, 2017 in relation to the alleged excess availment of Input Tax Credit (ITC) amounting to Rs. 2.04 crore, ineligible ITC amounting to Rs. 0.07 crore, and excess ITC availed/liable to be reversed amounting to Rs. 13.20 crore, proposing recovery of GST amount aggregating to Rs. 15.31 crore together with applicable interest and penalty under the provisions of the CGST Act, 2017. 2. expected financial implications, if any, The Company believes that SCDN has no merits, and due to compensation, penalty etc.; the Company shall make its submissions before the Adjudicating Authority within the prescribed timelines. 3. quantum of claims, if any. There is no impact on financial, operational, or other activities of 5paisa Capital Limited, arising from the said SCDN. 5paisa Capital Limited Registered Office: IIFL House, Sun Infotech Park, Road No.16V, Plot No. B-23, Wagle Estate, Thane - 400604 Tel.: +91 22 41035000 I E-mail: support@5paisa.com I Website: www.5paisa.com I CIN: L67190MH2007PLC289249 Annexure B Details required under Regulation 30(13) of the SEBI Listing Regulations read along with the Industry Standards Note on Regulation 30 of SEBI Listing Regulations dated February 25, 2025. Sr. Particulars Details 1 Name of the listed company 5 paisa Capital Limited 2 Type of communication received Show Cause cum Demand Notice issued under Section 73(1) of the Central Goods and Services Tax Act, 2017. 3 Date of receipt of communication S eptember 30, 2026 4 Authority from whom communication Principal Commissioner of CGST & C. Excise, Mumbai received E ast. 5 Brief summary of the material contents of Refer Annexure A the communication received, including reasons for receipt of the communication 6 Period for which the communication would FY 2022-23 be applicable, if stated 7 Expected financial implications on the Refer Annexure A listed entity, if any 8 Details of any aberrations/non- Refer Annexure A compliances identified by the authority in the communication 9 Details of any penalty or restriction or Refer Annexure A sanction imposed pursuant to the communication 10 Action(s) taken by the listed entity in Refer Annexure A relation to the communication 11 Any other relevant information N one 5paisa Capital Limited Registered Office: IIFL House, Sun Infotech Park, Road No.16V, Plot No. B-23, Wagle Estate, Thane - 400604 Tel.: +91 22 41035000 I E-mail: support@5paisa.com I Website: www.5paisa.com I CIN: L67190MH2007PLC289249