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1st October, 2026
The Secretary Listing Department
BSE Limited National Stock Exchange of India Ltd.
Phiroze Jeejeebhoy Towers, Exchange Plaza,
Dalal Street, Fort, Bandra - Kurla Complex, Bandra (E)
Mumbai – 400 001 Mumbai – 400 051
BSE Code: 500645 NSE Code: DEEPAKFERT
Dear Sir/ Madam,
Sub: Intimation under Regulation 30 of the SEBI (Listing Obligations and Disclosure
Requirements) Regulations, 2015
Pursuant to the provisions of Regulation 30 read with sub-para 20, Para A, Part A,
Schedule III of the SEBI (Listing Obligations and Disclosure Requirements), Regulations
2015 (Listing Regulations), we hereby submit the disclosure regarding receipt of
administrative warning and advisory letter from the Securities and Exchange Board of
India.
The details, as required pursuant to Para A of Part A of Schedule III read with SEBI
circular HO/49/14/14(7)2025-CFD-POD2/I/3762/2026 dated 30th January, 2026, are
given below:
Sr. No. Particulars Details
1. Name of the authority Deputy General Manager, Corporation Finance
Department, Division of Supervision, Enforcement
and Complaints – 5, Securities and Exchange Board
of India.
2. Nature and details of Administrative warning and advisory letter bearing
the action(s) taken, reference no. HO/49/13/11 (509)2026-CFD-SECS-
initiated or order(s) I/22708/2026 dated 30th September, 2026.
passed
3. Date of receipt of Email received on 30th September, 2026 around
direction or order, 3:15 p.m.
including any ad-
interim or interim
orders, or any other
communication from
the authority
4. Details of the a) Non-disclosure of investments in and guarantees
violation(s)/contravent to wholly owned subsidiaries, in violation of
ion(s) committed or Regulation 30(2) read with sub-paragraph 1 of Para
alleged to be A, Part A of Schedule III of the Listing Regulations.
committed;
(As per the Company, the investments made and
guarantees were given by the Company on behalf
of its subsidiary with respect to the loan availed by
them which were considered for consolidation in
accounts. Since the guarantees were not given for
any third party, there was no requirement to
intimate the same to the Stock Exchanges under
Listing Regulations. The details pertaining to
investment were given in the respective Annual
Reports but missed specific disclosure to stock
exchanges.
b) Non-disclosure of Income-tax Act litigations
exceeding the materiality thresholds, in violation of
Regulation 30(1) read with sub-paragraph 8 of Para
B, Part A of Schedule III of the Listing Regulations.
(As per the Company, none of the dues were
material as per the then provisions of Regulation
30 of the Listing Regulations. Moreover, the details
of Income-tax Act litigations on account of
disputes were also provided in Annexure to the
Auditors report for the respective year, which
formed part of the Annual Report circulated to
the Shareholders.)
5. Impact on financial, The matters referred to in the administrative
operation or other warning and advisory pertains to FY 2018-19 to
activities of the listed 2021-22. The Company is currently examining the
entity, quantifiable in observations and the underlying details and will
monetary terms to the undertake appropriate corrective measures,
extent possible wherever necessary. The same has no material
impact on the financials, operations or other
activities of the Company as the requisite action has
been taken at appropriate forum in this regard.
6. Reason for Delay The Company undertook an internal review of the
issues raised in the communication and required
time to verify the relevant facts, collate supporting
documents, and ascertain the complete factual
position before making a disclosure.
The above information will also be made available on the website of the Company at
www.dfpcl.com.
Kindly take the above on your record.
Thanking you,
Yours faithfully,
For Deepak Fertilisers
And Petrochemicals Corporation Limited
Subhash Anand
President & Chief Financial Officer
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DEPUTY GENERAL MANAGER
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CORPORATION FINANCE DEPARTMENT
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DIVISION OF SUPERVISION, ENFORCEMENT AND COMPLAINTS - 5
HO/49/13/11(509)2026-CFD-SECS•l/22708/2026
September 30, 2026
Deepak Fertilisers and
Petrochemical Corporation Limited,
Sai Hira, Survey No. 93, Mundhwa,
Pune - 411 036.
Sir,
Kind Attention: Mr. Rabindra Kumar Purohit, Company Secretary and
Compliance Officer
Sub: Administrative Warning - Violation of provisions of SEBI (Listing
Obligations and Disclosure Requirements) Regulations, 2015, ("LODR
Regulationsn) in the matter of Deepak Fertilisers and Petrochemical
Corporation Limited
1. This is reference to the examination conducted by SEBI. In this regard, it is observed
that the Deepak Fertilisers and Petrochemical Corporation Limited is in violation of
following:
a) Failure to make disclosure of investments and guarantees provided to their
wholly owned subsidiaries thereby violating Regulation 30(2) of SEBI (LODR)
Regulations, 2015 read with sub-para 01 of Para A, Part A of Schedule Ill of the
SEBI (LODR) Regulations, 2015.
b) Non-disclosure of tax litigations under Income Tax Act, which were beyond
materiality threshold limits thereby violating Regulation 30(1) of SEBI (LODR)
Regulations, 2015 read with sub-para 8 of Para B, Part A of Schedule Ill of the
SEBI (LODR) Regulations, 2015.
2. The above non-compliances has been viewed seriously. Accordingly, the company
and its Board of Directors are hereby warned and advised to be careful in future to
avoid recurrences of such lapses. Any repetition of the such violation in future will
be viewed seriously and appropriate enforcement action would be initiated in
accordance with the provisions of the SEBI Act, 1992, the Rules, the Regulations or
Circulars issued thereunder.
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SEBI Bhavan, #G" Block, Bandra Kurla Complex, Mumbai - 400 051
www.sebi.gov.in 022 - 2644 9000 / 4045 9000
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~ Securities and Exchange Board of India Continuation:
3. You are also advised to place this communication before your board of directors in
the upcoming board meeting and forward their comments to SEBI, as to whether
they are satisfied with the corrective steps taken in ensuring future compliance.
4. You are also advised, to disclose the instant administrative warning letter to the
stock exchange under Regulation 30 of the SEBI (LODR) Regulations, 2015.
Yours faithfully,
Vif arekh