Action(s) initiated or orders passed

Ref : GAJA/CS/22/2026-27 Date: October 01, 2026 To, To, National Stock Exchange of India Limited BSE Limited (“BSE”) (“NSE”) Listing Department Listing Department Corporate Relationship Department Exchange Plaza, C-1 Block G, Bandra Kurla Phiroze Jeejeebhoy Towers, Complex Bandra [E], Mumbai – 400051 Dalal Street, Fort, Mumbai - 400 001 NSE Scrip Symbol: GAJA BSE Scrip Code: 544885 ISIN: INE18UN01038 ISIN: INE18UN01038 Subject: Disclosure under Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – Outcome of litigation involving the Company's subsidiary – Order of the Hon'ble High Court of Madras Ref: EP Nos. 91 and 92 of 2023, EP No. 7 of 2024, EP Nos. 15 and 16 of 2025, E.P.(SR) No. 126896 of 2026 and A. Nos. 2667 and 4112 of 2026, before the Hon’ble High Court of Judicature at Madras (the Hon’ble “High Court”). Dear Sir/ Madam, Pursuant to Regulation 30 read with Para B of Part A of Schedule III of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 ("SEBI Listing Regulations"), and the SEBI Master Circular NoNo. HO/49/14/14(7)2025-CFD-POD2/I/3762/2026 dt. January 30, 2026, we wish to inform the Exchanges of the outcome of a litigation matter disclosed under the section "Outstanding Litigation and Material Developments" in the Company's Prospectus dated August 21, 2026. The matter pertains to proceedings before the Hon'ble High Court in which Gaja Trustee Company Private Limited (acting as a trustee of Gaja Capital India Fund-I), a subsidiary of the Company, is one of the award holders. A Joint Memo dated September 30, 2026, executed between the Award Holders and the Judgment Debtors was presented and filed with the Hon'ble High Court. Pursuant to the Common Order dated September 30, 2026, the Hon’ble High Court took on record the Joint Memo and inter alia terminated the captioned execution proceedings. The details required to be disclosed under the aforesaid Master Circular in respect of the said order are set out in Annexure I to this intimation. We request you to kindly take the same on record. The details are also posted on the company’s website at www.gajacapital.com Thanking You, For Gaja Alternative Asset Management Limited Ishu Jain Company Secretary and Compliance Officer Membership No.: F10679 Encl:a/a Annexure A Disclosure under Regulation 30 read with Schedule III of SEBI (LODR) Regulations, 2015 - Action(s) initiated or orders passed by any regulatory, statutory, enforcement authority or judicial body against the listed entity or its directors, key managerial personnel, senior management, promoter or subsidiary, in relation to the listed entity, Particulars Details Name of the authority; The Hon’ble High Court of Madras Nature and details of the The matter pertains to proceedings before the Hon'ble High Court of Madras action(s) taken, initiated or in which Gaja Trustee Company Private Limited (acting as a trustee of Gaja order(s) passed; Capital India Fund-I), a subsidiary of the Company, together with GPE (India) Limited and GPE JV1 Limited, group companies of the Company (collectively, the "Claimants"), are the award holders. SEPC Limited (formerly Shriram EPC Limited) and Twarit Consultancy Services Private Limited (collectively, the "Respondents") are the judgment debtors. The High Court has recorded the Joint Memo, entered into between the Claimants and the Respondents. In view of the Joint Memo, the Hon’ble High Court terminated all the referenced execution petitions and closed the connected applications. Date of receipt of direction or order, including any ad- interim or interim orders, September 30, 2026 or any other communication from the authority; details of the violation(s)/contravention(s) committed or alleged to be committed; Impact on financial, The Company itself is not a party to the above proceedings. The Claimants operation or other activities are group companies of the Company. This disclosure is being made as a of the listed entity, follow-up to the litigation disclosure contained in the Prospectus. quantifiable in monetary terms to the extent possible. Any impact on the Company or its subsidiaries will be according to the constitution documents of the Claimants once the amount is received by the Claimants from the Court.