Proceeding of 32nd AGM

Upsurge INVESTMENT & FINANCE Date: 30ft September, 2026 BSE Limited, Department of CorPorate Services, Phiroze .IeejeebhoY Towers, Dalal Street, Mumbai- 400 001 Ref: BSE Scrip Code: 531390,ISIN: INE890B01014 Dear Sir/Madam, We wish to inform you that the 32od Annual General Meeting ("AGM") of the company was held today i.e. 30th septemb er,2026at 12.00 P.M. through video conferencing/other Audio visual Means ("vc/ovAM")" In this regard, please hnd enclosed the briefProceedings as required under the Regulation 30' Part A of schedule - III of the SEBI (Listing obligations and Disclosure Requirements) Regulations' 20 I 5 as otAnnexure A" pursuant to Regulation 44 of the Securities and Exchange Board of India (Listing obligations and Disclosure Requirements) Regulations, 2015, the Company will disclose the results of e-voting along with the Scrutinizer's Report to the Stock Exchange separately. You are requested to kindly take the above information on record' The meeting commenced at 12:00 F.M. and concluded at 12:19 P'M' Kindly take the same on your record. Yours faithfullY FORUPSURGE INVESTMENT AND FINANCE LIMITED Daya Dhavalbhai Savani Company Secretary and Compliance Officer Enc: As above Annexure A Upsur8e lnvestment & Finance Limited T A2267426441 303, Morga Landmark l, Off New Link Road, E inf o@upsurgein'restment.com Andlreri {West), l"4umbai 4OOO53 W upsurgeinvestment.com CIN: L6?120MHlgg4PLCO79?54 Upsurge INVESTMENT & FINANCE Proceedings of the 32"d Annual Gener:ll Meeting UPSURGE INVESTMENT AND FINANCE LIMITED ('5The Company") Date. Time and Venue of the Annual General Meeting: The 32"d Annual General Meeting ("AGM") of the Company was held on Wednesday, 30n September, 2026 throtgh Video Conferencing (VC) / Other Audio-Visual Means (OAVM). The Meeting was commenced at 12:00 P.M. (IST) and concluded at 12'-19 PM (IST). Directors and Officer Present through Video conferencing: Sr. Name of Director/Officer Designation Attended through VC from Mr. Dayakrishna Goyal Chairman & Managing Director Mumbai 2 Mrs. Pratibha Goyal Non -Executive, Non Mumbai Independent director 3 Mr. Vivek Jain Non -Executive, Independent Mumbai director 4 Satish Kumar Gupta Non- Executive -Independent Mumbai Director 5 Mr. Mayank Goyal Chief Financial O fficer Mumbai 6 Mrs. Daya Dhavalbhai Savani Company Secretary and Gujrat Compliance Officer Invitees: 1.Mr. Satish Trivedi, Statutory Auditors 2.Mr. Brij Kishor Gupta, Scrutinizer Members Dresent: The meeting was attended by 43 members through video conferencing ("VC") and other audio-visual means ("OAVM") Mrs. Daya Dhavalbhai Savani, Company Secretary of the Company welcomed the Board of Directors and the members of the Company, thereafter ascertained the quorum and with the permission of the chairman called meeting to the order. The CS informed that this AGM was held through VC/ OAVM in accordance with the Companies Act and in compliance with the circulars issued by the Ministry of Corporate Affairs, Government of India and Securities and Exchange Board of India. Accordingly, the Company has provided the facility for joining the meeting through VC/OA\A4 for the members and the company has taken all requisite steps to facilitate members to participate at the AGM and cast their vote on items considered in the AGM as per the AGM notice. Since there was no ph -y Ssi gc ga tl , attendance of Members and in compliance with the various circulars issued by the MCA and the the requirement of appointing proxies was not applicable, except for the auth<irized representatives of corporate shareholders. Further, the Registers as required under the Upsurge lnvestment & Finance Limited 3$3, Morga Landmark l, Off New Link Road, T A2267425441 Andheri {West), Murnbai 400O53 E info@u psurgeinvestment"com 0lN: 167120MHl994P1CO79254 W urpsurgeinvestfi ent.com Upsurgc INVESTMENT & FINANCE Companies Act, 2Ol3 and other relevant documents mentioned in the Notice were available for inspection in electronic mode. Members were informed that the facility for remote e-voting commenced at 9:00 A.M. on Friday, September 25,2026 and concluded at 5:00 P.M. on Tuesday, September 29,2026" CS also informed that facility for voting by electronic means was also available during the AGM and tr5 minutes after the conclusion of the AGM to those members who had not already voted by means of remote e-voting. The CS further informed the members that IWs. BKG & Associates, Chartered Accountant, was appointed as the scrutinizer to scrutinize the voting through electronic means (i.e. remote e-voting and voting at the meeting by using electronic system) in a fair and transparent manner. The results along with scrutinizer report will be uploaded on the website of the company and on the website of the CDSL and also be submitted to the Stock Exchange i.e. BSE Ltd The Chairman of the meeting addressed the members by delivering his speech on the business and performance of the Company. The CS informed that the Notice of the AGM was already circulated and hence the notice convening this meeting was taken as read. Further the Chairman informed that the Auditors Report on Standalone Financial Statements and Secretarial Audit Report ofthe Company for the Financial Year ended March 31,2026 do not contain any qualifications, reservations and adverse remarks. Hence, the said report was not read out in the meeting as required under the provisions of the Companies Act 2013. The following items of business as set out in the Notice convening the 32"d Annual General Meeting commenced for the Members consideration and approval: Ordinary Business 1" Adoption of the Audited Financial Statements of the Company for the financial year ended 31't March, 2026 andthe reports of the Board of Directors and Auditors thereon. 2. Re-appointment of Mrs. Pratibha Goyal (DIN: 00399056), who retires by rotation and being eligible, has offered herself for re-appointment. The Chairman invited the shareholders to put forth their observations and seek clarifications, if any relating to the annual financial statements, the Annual Report for the year 2025-26 and matters related thereto. However, no queries / or clarification were raised by members The CS informed the members that the resolutions as set forth in the notice shall be deemed to be passed today subject to the receipt of requisite number of votes. The Chairman thanked the members for joining the 32'd AGM ofthe Company and declared the meeting as concluded. FORUPSURGE INVESTMENT AND FINANCE LIMITED Daya.Dhavalbhai Savani Company Secretary and Compliance Officer Upsurge lnvestment & Finance Limited $O3, Morua Landnrark l, Off New Link Road, T O2267425441 Andheri {west), Mumbai 4oos53 E into@upsurgeinvestment.com CIN: L67l?OMH1g94PLCO7S?$4 W upsurgeinvestment.com