The transcripts of 32nd AGM.

Upsurgc INVESTMENT & FINANCE Date: 30e September, 2026 BSE Limited, Department of, Corporate Services, Phiroze Jeejeebhoy Towers, Dalal Street, Mumbai- 400 001 Subject: Transcript of Annual General Meeting of the Company held on Wednesday, 30th September,2026 Ref BSE Scrip Code: 531390,ISIN: INE890801014 Dear Sir/Madam, Please find enclosed the tnanscript of Annual General Meeting of the Company held on Wednesday, 30th September, 2026 through video conferencing / other audio-visual means. This transcript will also be uploaded on the Company's website at https://upsuigeinvestment.com/ Kindly take the same on your record. Yours faithfully FOR UPSURGE INVESTMENT AND FINANCE LIMITED Daya Dhavalbhai Shavni Company Secretary and Compliance Officer Enc: As above Upsurge lnvestment & Finance Limited 3O3, Morga Landmark I, Off New Link Road, T O2267425441 Andheri (West), Mumbai 4OOO53 E info@upsurgeinvestment.com CIN: L67l2OMHlSS4PLCO7S2$4 W upsurgeinvestment.com Upsurge INVESTMENT & FINANCE TRANSCRIPT ANNUAL GENERAL MEETII{G UPSURGE INVESTMENT AND FII{AI{CE LIMITED WEDNESDAY,3O'N SEPTEMBER, 2026 AT 12:OO P.M. Through video Conferencing ('vC')/ other Audio video Means ('OAVM',) Upsurge lnvestment & Finance Limited 3O3, Morga Landmark l, Off New Link Road, T O2267426441 Andheri {West}, Murnbai 4OOO53 E info@up$urgeinvestment.com CIN: L6?l2OMHl9S4PLCO79254 W upsurgeinvestment.com Upsurge INVESTMENT & FINANCE Management Participant: Mr. Dayakrishna Goyal - Chairman Mrs. Fratibha Goyal - Non- Executive Director Mr. Vivek Jain - Non-Executive Xndependent Director Mr. Satish Kumar Gupta- Non-Executive trndependent Director Mr. Mayank Goyal - Chief Financial Officer Mrs. Daya Dhavalbhai Savani - Company Secretary and Compliance Officer COMPANY SECRETARY(CS): Welcome! Good evening, Iadies and gentlemen, esteemed shareholders, members of the Board, and valued colleagues. On behalf of the entire tearn, it is my absoiute pleasure to welcome you all to the 32nd Annual General Meeting of Upsurge lnvestment and Finance Limited for the financial year 2025- 2026. My name is Daya Dhavalbhai Savani, Company Secretary ofthe company. I am joiningthis meeting via videoconferencing from Surat. We deeply appreciate your presence and thank you for taking the time to participate in today's meeting. The Annual General Meeting is a cornerstone of our corporate calendar. lt is not just a regulatory milestone, but a valuable opportunity to reflect on our achievements, address oun challenges, and chart our path forward. Your continued trust, insight, and engagement remain the driving force behind our success. Before we dive into the official proceedings, I would like to take a moment to express our sincere appreciation to our Board of Directors and our dedicated team. Their unwavering commitment, hard work, and resilience throughout the year have been instrumental in steering the company fonvard. Now I would request the meeting host to confirm the no. of attendees in the meeting. We have the requisite quorum present through video conference to conduct the proceedings of this meeting. Participation of members through video conference is being reckoned for the purpose of quorum as per the circular issued by the MCA and Section 103 of the Companies Act, 2013. The quorum being present, I callthis meeting to order. Before we start the main proceedings of the meeting, I would like to take a moment to introduce the esteemed members of our Board of Directors. Each of them has played a pivotal role in steering the company throughout the past years, and their insights, guidance, and leadership are invaluable to our continues success. First we have our Managing Director Mr. Dayakrishna Goyal, who has been leading the company since last 3 decades. He is the Chairperson of CSR Committee and also a member of Audit Committee and Stakeholder Relationship Committee. He has in-depth knowledge of both primary and secondary capital markets and is part of an extensive network of financial Upsurge lnvestment & Finance Limited S03, Morga Landmark l, Off New Link Road, T A2267425441 Andheri {West), Mumbai 4pOO53 E info6)upsurgeinvestment.com CIN: L67120MHlS94PLC079?54 W upsurgeinvestment.com Upsurge INVESTMENT & FINANCE professionals across the country. Ooru, Sir, I would request you to greet Ir"j1ffiJrigrowing Mr. Dayakrishna Goyal Thankyou Daya! lt's great to see so many of our shareholders present today and I look fonruard to share more about the company later. I am attending this meeting through videoconferencing from the registered office of the Company, Mumbai. Next, we have Mrs. Pratibha Goyal who is the Non-executive director, and also the chairperson of Stakeholder Relationship Committee and also a member in Nomination & remuneration Committee and CSR Committee of the company. She has been associated with Upsurge's CSR policies from the inception and continues to work independently as well as in collaboration with non-profit initiatives to further social causes through the company. Pratibha Ma'am, I would request you to greet the members. Mrs. Pratibha Goyal Thankyou Daya! l'm excited to be here and look fonarard to an engaging meeting. I am attending this meeting through videoconferencing from the registered office of the Company, Mumbai. Next let me introduce Mr. Satish Gupta, the non-executive lndependent Director of the Company. He is the Chairman of Audit Committee, he has expertise in finance & accounts, financial control & fund management. Mr. Satish Gupta has been providing his expertise to SMEs, Corporates and Listed Entities. Satish Gupta Thankyou Daya! l'm thrilled to be here with all of you all. I am attending this AGM through videoconferencing from my office in Mumbai. Next, we have Mr. Vivek Jain, the non-executive Independent Director of the Company. He has expertise in various domains, including audit and assurance, bank audits and preparation of lnternal Financial Control (lFC) frameworks. Vivek sir, I would request you to greet the members. Mr. Vivek Jain Thankyou Daya! lt's a privilege to speakto you today. I am attending this AGM from Upsurge lnvestment & Finance Limited 303, Morua Landmark l, Off New Link Road, T A2267425441 Andheri {West). Mumbai 400053 E info@upsurgeinvestment.com ClNr 167120MH1994P1C079254 w upsurgeinvestment.com Upsurgc INVESTMENT & FINANCE Next, we have Mr. Mayank Goyal, Chief Financial Officer of the Connpany. A qualified Chartered Accountant and CFA, he brings rich experience and deep expertise in financial management and corporate strategy. I would now request him to address the membens. Mayank Thank you, Daya. I am delighted to join today's AGM. I am attending this meeting via videoconference from my office in Mumbai. We have Mr. Satish Trivedi the Statutory Auditor of the Company. He has proficiency in accounting software, auditing tools, and financial analysis techniques, along with a strong understanding of relevant regulations and standards. Sir I would request you to greet the members. Mr. Satish Trivedi Thankyou Daya! l'm glad to be part of this meeting. I am attending this AGM through videoconferencing from my office in Mumbai. Lastly, we have Mr. BK Gupta sir, who is the scrutinizer for scrutinizing the voting through electronic means (i.e. remote e-voting and voting at the meeting by using electronic system) in a fair and transparent manner. Now l'll give lnstructions to members regarding participation in this meeting. Members may note that this Annual General Meeting is being held through video conferencing in accordance with the Companies Act, 2013 and circulars issued with the Ministry of Corporate Affairs and SEBI. The facility for joining this meeting, through video conference or other audio-visual means, is made available for the members on a first come, first served basis. The register of directors and the key managerial personnel, the register of contracts or arrangements and other documents mentioned in the AGM Notice have been made [Showing first 8,000 characters — download PDF for full document]