Outcome of the Preferential Allotment Committee meeting held today regarding allotment of 90,50,000 share warrants convertible into equivalent number of equity shares upon receipt of 25% upfront amount of total consideration.

Dated: 30th September, 2026 The Secretary, Corporate Relationship Department BSE Limited, Phiroze Jeejeebhoy Towers, Dalal Street, Mumbai – 400001 Sub: Outcome of the Preferential Allotment Committee Meeting held on Wednesday, 30th September, 2026 under Regulation 30 of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 (“SEBI Listing Regulations”) regarding Allotment of 90,50,000 Convertible Share Warrants. Ref: Swastika Investmart Limited (BSE Scrip Code: 530585; ISIN: INE691C01022) Dear Sir/Madam, With reference to the above-mentioned subject and in compliance with Regulation 30 of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015, we would like to inform you that Preferential Allotment Committee of Board of Directors of the Company in their meeting held today i.e. 30th September, 2026, has inter alia considered and approved the allotment of 90,50,000 share warrants convertible into equivalent number of equity shares of the company to persons belonging to promoter & promoter group and non-promoter/public category. This allotment has been made in accordance with approval granted by members in (01/2026-27) their Extra-Ordinary General Meeting held on 14th August, 2026. Additionally, the in-principle approval for this issue has also been received from BSE Limited vide its letter bearing reference No. LOD/PREF/SS/FIP/797/2026-27 dated September 18, 2026. The Company has received an aggregate upfront payment of Rs. 14,39,85,500 (Rupees Fourteen Crore Thirty-Nine Lakh Eighty-Five Thousand Five Hundred Only) representing 25% of the total warrant consideration. The balance 75% shall be payable by the respective warrant holders at the time of exercising their conversion rights, within a period of 18 months from the date of allotment, in accordance with applicable regulatory provisions. The details of allottees and upfront amount received are given below: S.No. Name of the Allottee of Category No. of Upfront amount Share Warrant (promoter/non warrants received on promoter) allotted allotment of share warrant (in Rs.) 1. Mr. Sunil Nyati Promoter 575000 91,48,250 2. Mrs. Anita Nyati Promoter Group 575000 91,48,250 3. Mr. Parth Nyati Promoter Group 700000 1,11,37,000 4. Mr. Devashish Nyati Promoter Group 700000 1,11,37,000 5. Intelliquity Ventures LLP Non-Promoter Group 800000 1,27,28,000 6. Valueworth Advisors LLP Non-Promoter Group 1200000 1,90,92,000 7. Mr. Ajay Popatlal Shah Non-Promoter Group 250000 39,77,500 8. Mr. Sumit Bhalotia Non-Promoter Group 575000 91,48,250 9. Anantroop Financial Non-Promoter Group 475000 75,57,250 Advisory Services Private Limited 10. Mr. Girish Paman Vanvari Non-Promoter Group 150000 23,86,500 11. Nik Comp Private Limited Non-Promoter Group 250000 39,77,500 12. Ms. Aradhana Rai Gupta Non-Promoter Group 275000 43,75,250 13. Value Plus Ventures LLP Non-Promoter Group 75000 11,93,250 14. Mr. Pradeep Kiradoo Non-Promoter Group 75000 11,93,250 15. Mr. Niranjan Lodha Non-Promoter Group 75000 11,93,250 16. Mr. Rajeev Lakhara Non-Promoter Group 200000 31,82,000 17. Ms. Prenita Dutt Non-Promoter Group 100000 15,91,000 18. Ms. Yogita Gandhi Non-Promoter Group 2000000 3,18,20,000 The warrants and resultant equity shares arising upon conversion shall be subject to the applicable lock- in requirements prescribed under Chapter V of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 as amended from time to time. Further the Committee has authorized Mr. Sunil Nyati, Chairman & Managing Director (DIN: 00015963), and CS Shikha Agrawal, Company Secretary and Compliance Officer (M.No. A36520) of the Company to apply for creation of ISIN for Convertible Warrants and to sign and submit all such necessary documents, forms, agreements and papers etc. to be submitted to Stock Exchange, NSDL, CDSL, MCA and RTA and to do all such acts, deeds and things as may be required from time to time. Pursuant to the Regulation 30 of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulation 2015 read with SEBI Master Circular HO/49/14/14(7)2025- CFDPOD2/I/3762/2026 dated 30th January, 2026, we are enclosing continuous disclosure as required under Sub para 2.1 of Para A of Part A of Schedule III regarding allotment of warrant convertible into equivalent number of equity shares of the Company. The above information will also be available on the website of the Company at www.swastika.co.in. The Meeting of the Board of Directors commenced at 01.00 P.M. and concluded at 1:20 P.M. This is for your information and record. Thanking you, Yours Faithfully, FOR SWASTIKA INVESTMART LIMITED, Shikha Agrawal Company Secretary & Compliance Officer M. No. A36520 Encl: a/a Details relating to allotment of convertible share warrants on preferential basis as required under Regulation 30 of SEBI (LODR) Regulations, 2015 read with SEBI Master Circular HO/49/14/14(7)2025-CFD-POD2/I/3762/2026 dated 30th January, 2026 are as under: Particulars Description 1 Type of securities proposed to be issued Allotment of 90,50,000 (Ninety Lakh Fifty Thousand) (viz. equity shares, convertibles etc.); Share Warrants convertible into equivalent number of Equity Shares of the Company 2 Type of issuance (further public offering, Preferential allotment of 90,50,000 (Ninety Lakh rights issue, Depository receipts Fifty Thousand) warrants convertible into (ADR/GDR), qualified institutions equivalent number of equity shares in accordance placement, preferential allotment etc.) with the provisions of the Companies Act, 2013 and the rules made thereunder and SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018, as amended ("ICDR Regulations") and other applicable laws 3 Total number of securities proposed to be Allotment of 90,50,000 (Ninety Lakhs and Fifty issued or the total amount for which the Thousand Only) warrants convertible into securities will be issued (approximately) equivalent number of Equity Shares of the Company having face value of Rs. 2/- (Rupee Two Only) ("Equity Share(s)") each at a price of Rs 63.64/- (Rupees Sixty-Three and Sixty-Four Paisa only) each payable in cash ("Warrant Issue Price"), aggregating up to Rs. 57,59,42,000/- (Rupees Fifty-Seven Crores Fifty-Nine Lakhs Forty-Two Thousand Only) ("Total Issue Size"). 4 In case of preferential issue, the listed entity shall disclose the following additional details to the stock exchange(s): i. Names of the Investor(s) As provided in Annexure I below Issue Price and Size Convertible Warrants each issued at a price (including the Warrant Subscription Price and the Warrant Exercise Price) of Rs 63.64/- (Rupees Sixty- Three and Sixty-Four Paisa only) each payable in cash ("Warrant Issue Price"), aggregating up to Rs. 57,59,42,000/- (Rupees Fifty-Seven Crores Fifty- Nine Lakhs Forty-Two Thousand Only) ("Total Issue Size") Nature of consideration Cash ii. Post allotment of securities- outcome of Attached in Annexure I below the subscription, issue price / allotted price (in case of convertibles), number of investors iii. In case of convertibles-intimation on a. Each of the warrants are convertible into conversion of securities or on lapse of the equivalent number of Equity Shares within a tenure of the instrument; period of eighteen months from the date of allotment. b. Received amount equivalent to 25% of the consideration for allotment of share warrants aggregating to Rs. 14,39,85,500 (Rupees Fourteen Crores Thirty-Nine Lakhs Eighty- Five Thousand Five Hundred Only). c. The remaining 75% of the consideration shall be payable on the exercise of options against each such warrant. d. In the event that the Allottees does not exercise the option for Equity Shares against any of the warrants within a period of eighteen months from the date of allotment of such Warrants, the unexercised Warrants shall lapse, and the consideration paid by the All [Showing first 8,000 characters — download PDF for full document]