Certificate under SEBI (Depositories and Participants) Regulations, 2018

July 15, 2026 To, To, BSE Limited National Stock Exchange of India Ltd. Phiroze Jeejeebhoy Towers, Exchange Plaza, Plot no. C/1, G Block, Dalal Street, Bandra-Kurla Complex, Mumbai- 400001 Bandra (E), Mumbai - 400051 Scrip Code: 544530 Symbol: ARSSBL Dear Sir/ Madam, Subject: Reconciliation of Share Capital Audit for the Quarter ended June 30, 2026 Pursuant to Regulation 76 of the Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018, enclosed herewith is the Reconciliation of Share Capital Audit Report for the first quarter ended June 30, 2026. Kindly take the aforesaid on record. Thanking you. Yours faithfully, For Anand Rathi Share and Stock Brokers Limited Chetan Prajapati Company Secretary & Compliance Officer Membership No.: A39130 Anand Rathi Share and Stock Brokers Limited Registered & Corporate Office: Express Zone, A Wing, 10th Floor, Western Express Highway, Diagonally, Opp. Oberoi Mall, CIN : L67120MH1991PLC064106 Dindoshi, Goregaon (East) Mumbai 400 063, Maharashtra, India. Tel : +91 22 6281 7000  E-mail: secretarial@rathi.com Website: www.anandrathi.com RECONCILIATION OF SHARE CAPITAL AUDIT REPORT (Pursuant to Regulation 76 of the SEBI (Depositories and Participants) Regulations, 2018 r/w SEBI Circular dated 31.12.2002) 1 Report for quarter ended June 30, 2026 2 ISIN INE549H01021 3 Face Value Rs. 5/- each 4 Name of the Company Anand Rathi Share and Stock Brokers Limited 5 Registered Office Address Express Zone, A Wing, 10th Floor, Western Express Highway, Goregaon (East), Mumbai - 400063, Maharashtra 6 Correspondence Address Same as above 7 Telephone and Fax Nos. Ph.: 022-6281 7000 8 Email Address secretarial@rathi.com 9 Name of the Stock Exchange where the BSE Limited; and company’s Securities are listed: National Stock Exchange of India Limited Number of Shares % of Total Issued Capital 10 Issued Capital 6,30,26,300 100.00 11 Listed Capital (Exchange Wise) All 6,30,26,300 100.00 (as per company records) 12 Held in dematerialized form in CDSL 5,54,71,316 88.01 13 Held in dematerialized form in NSDL 75,54,979 11.99 14 Physical 5 0.00 15 Total No. of Shares (12+13+14) 6,30,26,300 100.00 16 Reasons for differences if any, between (10&11), NIL (10&15), (11&15) 17 Certifying the details of changes in share capital during the quarter under consideration as per Table below: Particulars No. of Applied/ Listed on Whether Whether In principle shares Not Stock intimated to intimated approval Applied exchanges CDSL to NSDL pending for SE for listing (Specify (specify names) names) Allotment 3,01,050 Applied Listed and Yes Yes In-Principle of Equity (Already permitted approval Shares of listed) to trade received from Rs. 5/- each BSE and BSE and NSE on at an NSE with January 21, 2026 exercise effect from Price of Rs. May 21, 5/- per 2026 Page 1 of 3 equity share pursuant to Employee Stock Option Plan 2023, to the option holders on April 14, 2026 18 Register of Members is updated (Yes /No) Yes If not, updated up to which date - 19 Reference of previous quarter with regard to Nil excess dematerialized shares, if any 20 Has the Company resolved the matter mentioned N.A. in Point No.19 above, in the current quarter? If not reason why? 21 Mention the total no. of requests, if any, confirmed after 21 days and the total no. of requests pending beyond 21 days with the reasons for delay. Total No. of demat requests No. of requests No. of shares Reason for delay Confirmed after 21 days. Nil Nil N.A. Pending for more than 21 days. Nil Nil N.A. 22 Name, Telephone & Fax No. of Compliance Mr. Chetan Pravin Prajapati Officer of the company Company Secretary and Compliance Officer Tel: - 022-62817000 E-mail: - secretarial@rathi.com 23 Name, Address, Telephone & Fax No., Regn Mr. Mannish L. Ghia No. of the Auditor Partner, M. No. FCS: 6252, C.P. No.3531 Manish Ghia & Associates Company Secretaries, 4, Old Chandan Niwas, 1st Floor, M. V. Road, off. Andheri–Kurla Road, Behind Andheri Gymkhana, Andheri (East), Mumbai – 400 069. Tel No. 022 69025400/ 450 Email: mg@mgconsulting.in 24 Appointment of common agency for share MUFG Intime India Private Limited (formerly registry work (if yes, name and address) known as ‘Link Intime India Private Limited’) CIN: U67190MH1999PTC118368 SEBI Registration No.: INR000004058 C 101, 1st floor, Embassy 247, L.B.S. Marg,Vikhroli (West), Mumbai – 400083 Tel No: +91-8108116767 Fax No: 022 4918 6000 Page 2 of 3 Email ID: investor.helpdesk@in.mpms.mufg.com; anandrathibrokers.ipo@in.mpms.mufg.com 25 Any other detail that the auditor may like During the quarter under review, 3,01,050 equity shares to provide, (e.g. BIFR Company, delisting were allotted to the option grantees who had exercised their options under the Company’s Employee Stock from Stock Exchange, company changed Option Plan 2023 vide Resolution passed by Nomination its name etc.) and Remuneration committee at their meeting held on 14th April, 2026 and were listed and permitted to trade on BSE and NSE with effect from 21st May, 2026. For Manish Ghia & Associates Company Secretaries CS Mannish L. Ghia Partner Place: Mumbai M. No. FCS 6252, C.P. No. 3531 Date: July 15, 2026 Peer Review No.: - PR 6759/2025 UDIN: F006252H000847642 (FRN/Unique ID: P2006MH007100) Page 3 of 3