BSECompany Update22 Jun 2026 · 22 Jun 2026, 11:26 am
Intimation regarding In-principal approval received from stock exchanges for issue of convertible warrants on preferential basis to non-promoter category
Almondz Global Securities Ltd · 531400
✦ AI Summary▲ PositiveFundraise
Almondz Global Securities Ltd has received in-principle approval from both BSE and NSE for its proposed preferential issue. The company plans to issue 8,000,000 warrants, each convertible into one equity share, to non-promoter entities. The issue price for these warrants will be not less than Rs. 16.58 per equity share, paving the way for the company to raise significant capital subject to fulfilling various regulatory conditions.
Analysis Scores
Earnings Impact7/10
Growth Catalyst8/10
Governance Concern2/10
Regulatory Risk2/10
Balance Sheet Risk3/10
Liquidity Impact8/10
Market Sentiment7/10
✦ Ask a Question
Ask anything about this announcement — AI will answer based on the filing content.
Full Announcement
Almondz Global Securities Ltd - 531400 - Announcement Under Regulation 30 (LODR)-Preferential Issue
Attachments (1)
📄pdf
Download →
05e0772d-5fde-4973-8739-27077c42cbd8.pdf
View document text
Almondz Global Securities Ltd.
Ref: agsl/corres/Bse/Nse/26-27/26 June 22, 2026
The General Manager The Listing Department
(Listing & Corporate Relations) National Stock Exchange of India Ltd.
BSE Ltd. Exchange Plaza, Plot no. C/1, G Block,
Phiroze Jeejeebhoy Towers, Bandra Kurla Complex,
Dalal Street, Mumbai – 400001 Bandra (E), Mumbai -400051
Sub: Intimation under Regulation 30 of Securities and Exchange Board of India (Listing
Obligations and Disclosure Requirements) Regulations, 2015 (“SEBI LODR
Regulations”)
Reference: Receipt of In-principle Approval under Regulation 28(1) of SEBI LODR
Regulations for proposed preferential issue of the Company
Dear Sir/Madam,
Pursuant to Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements)
Regulations, 2015 (“SEBI Listing Regulations”) read with Schedule III of the said
Regulations, we hereby inform you that Almondz Global Securities Limited has received In-
principle approval from BSE Limited vide their letter bearing No.
LOD/PREF/PB/FIP/410/2026-27 Dated June 19, 2026 and National Stock Exchange of India
Limited vide their letter bearing NSE/LIST/53806 Dated June 19, 2026 under Regulation
28(1) of the SEBI LODR Regulations for the proposed issue of the following securities:
• 80,00,000 warrants convertible into 80,00,000 equity shares of Rs. 1/- each at a price not
less than Rs. 16.58/- per equity share to be issued to Non-promoters on a preferential basis.
The aforesaid approval letters received from BSE Limited and National Stock Exchange of
India Limited are enclosed herewith for information and record.
Kindly take the same on your records.
Thanking you.
Yours faithfully,
For Almondz Global Securities Limited
Ajay Pratap
Director Legal & Corporate Affairs
& Company Secretary
DIN: 10805775
Registered Office: Level-5, Grande Palladium, 175, CST Road, Off BKC Kalina, Santacruz(E), Vidyanagari Mumbai- 400098, Maharashtra,
India.
Tel. +91 22 67526699, Fax: +91 22 67526603
Corporate Office: F-33/3 Okhla Industrial Area Phase - II, New Delhi - 110020, India. Tel.: + 91 1143500700 Fax: + 91 1143500735 CIN:
L74899MH1994PLC434425; Email: secretarial@almondz.com, Website: www.almondzglobal.com
Ref: NSE/LIST/53806 June 19, 2026
The Company Secretary
Almondz Global Securities Limited.
Dear Sir/Madam,
Sub: In - Principle approval under Regulation 28(1) of Securities and Exchange Board of
India (Listing Obligations and Disclosure Requirements) Regulations, 2015
We are in receipt of your application regarding In-principle approval for issue of 8000000 Equity
shares of Re. 1/- each pursuant to conversion of warrants issued on Preferential basis, in terms of
Regulation 28(1) of the SEBI (Listing Obligation and Disclosure Requirements) Regulations,
2015. In this regard, the Exchange is pleased to grant in-principle approval for the said issue
subject to the Company fulfilling the following conditions:
1. Filing the listing application at the earliest from the date of allotment.
2. Receipt of statutory and other approvals and compliance of guidelines/regulations issued by
the statutory authorities including SEBI, RBI, MCA, etc.
3. Compliance with all the applicable guidelines, regulations, directions of the Exchange or
any statutory authorities as on the date of listing application.
4. Compliance of all conditions as per the SEBI (LODR) Regulations, 2015 as on date of
listing, Companies Act, 1956 / Companies Act, 2013 and other applicable laws.
5. Submissions of documents as may be required by NSE and payment of applicable fees.
Further, the company is advised to strengthen internal controls (to monitor trades being
executed by the proposed allottees in the scrip of the company) before allotment of securities
in order to avoid any non-compliances in respect of trades being executed by the allottees in
contravention of provisions of Chapter V of SEBI (ICDR) Regulations. In this regard,
a) The Company is advised to obtain an undertaking from the allottee(s) confirming that
they shall not do intra-day trading in the scrip of the company or any sale in the scrip of
the company till the allotment date of the security as required under SEBI (ICDR)
Regulations.
b) The Company may note that the responsibility/onus is solely on the Issuer company to
verify the above (a) and ensure compliance with applicable provisions including
Regulation 167(6) of SEBI ICDR regulations, 2018.
c) The Company may also note that any non-compliances, if observed by the exchanges
post the undertaking and verification by the Issuer company may impact the listing of
such shares.
Kindly note, this Exchange letter should not be construed as approval under any other Act
/Regulation/rule/bye laws (except as referred above) for which the Company may be required to
obtain approval from other department(s) of the Exchange. The Company is requested to
separately take up matter with the concerned departments for approval, if any.
This Document is Digitally Signed
Signed by: Tejashri Rampariya
Date: Fri, Jun 19, 2026 17:45:13 IST
Location: NSE
The Exchange reserves its right to withdraw its in-principle approval at a later stage if the
information submitted to the Exchange is found to be incomplete/incorrect/misleading/false or in
contravention of any Rules, Bye-laws and Regulations of the Exchange, SEBI (LODR)
Regulations, 2015, Guidelines/ Regulations issued by statutory authorities, etc.
Yours faithfully,
For National Stock Exchange of India Limited
Tejashri Rampariya
Manager
National Securities Depository Limited
Central Depository Services Limited
P.S. Checklist of all the further issues is available on website of the exchange at the following
URL: https://www.nseindia.com/companies-listing/raising-capital-further-issuesmain-sme-
checklist
The National Stock Exchange of India (NSE) has announced the launch of NEAPS mobile
application. The app can be downloaded from the App Store/ Play store with the name “NEAPS
This Document is Digitally Signed
Signed by: Tejashri Rampariya
Date: Fri, Jun 19, 2026 17:45:13 IST
Location: NSE