Notice of the 33rd Annual General Meeting to be held on Tuesday, September 29, 2026 at 4:00 P.M. (IST) through Video Conferencing/Other Audio-Visual Means.

VERTEX SECURITIES LIMITED Regd Office : Thottathil Towers, II Floor Market Road,Ernakulam, Kochi - 682018, Telephone : 0484 - 2384848 Website : www.vertexbroking.com E-Mail : compliance@vertexbroking.com CIN - L67120KL1993PLC007349 September 03, 2026 Listing Department BSE Limited Phiroze Jeejeebhoy Towers, Dalal Street, Mumbai - 400 001 Scrip Code:531950 Dear Sir/Madam, Subject: Notice of 33rd Annual General Meeting (“AGM”) of Vertex Securities Limited (“the Company”) for the Financial Year 2025-26 Pursuant to Regulation 30 of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015, please find enclosed herewith Notice of the 33rd AGM of the Company scheduled to be held on Tuesday, September 29, 2026 at 4:00 p.m. IST, through Video Conferencing (“VC”) / Other Audio-Visual Means (“OAVM”). The said Notice forms part of the Annual Report of the Company for the financial year 2025-26 and is also available on the Company's website at www.vertexbroking.com and NSDL website at www.evoting.nsdl.com. Kindly take the same on record. Thanking You, Yours faithfully, For Vertex Securities Limited Venkitesh Iyer Company Secretary & Compliance Officer ACS: A77011 Encl: a/a VERTEX SECURITIES LIMITED NOTICE NOTICE is hereby given that the Thirty Third Annual General and writings as may be considered necessary, desirable or Meeting (“AGM”) of the Members of Vertex Securities Limited expedient to give effect to this resolution.” (VSL) will be held through Video Conferencing (“VC”) /Other 4. To approve Material Related Party Transaction(s) Audio-Visual Means (“OAVM”) on Tuesday, September 29, 2026 between the Company (VSL) and Transwarranty Finance at 4:00 p.m. (IST) to transact the following businesses: Limited (“TFL”), Promoter Group Entity ORDINARY BUSINESS: 1. To consider and adopt the Standalone and Consolidated Resolution as an Ordinary Resolution: Audited Financial Statements of the Company for the “RESOLVED THAT pursuant to the provisions of Regulation 23 of the Securities and Exchange Board of India (Listing the Directors’ and Auditors thereon. Obligations and Disclosure Requirements) Regulations, 2. To appoint a Director in place of Mr. Kumar Nair (DIN: 2015 (“SEBI Listing Regulations”), the applicable provisions 00320541), who retires by rotation and being eligible, offers of the Companies Act, 2013 read with Rules made himself for re-appointment. thereunder and other applicable provisions, if any, including SPECIAL BUSINESS: re-enactment(s) thereof, for the time being in force), the 3. To approve the continuation of appointment of Company’s related party transaction policy and subject Mr. Ramachandran Unnikrishnan (DIN: 00493707) as to such approval(s), consent(s), permission(s) as may be Managing Director & CEO of the Company beyond the necessary from time to time and based on the approval of age of 70 years the Audit Committee and the recommendation of the Board of Directors of the Company, approval of the Members be accorded to the Company to enter into/ continue with the as a Special Resolution: existing, Material Related Party Transaction(s)/ Contract(s)/ “RESOLVED THAT pursuant to the provisions of Section Arrangement(s)/ Agreement(s) (whether by way of an 196(3)(a) and other applicable provisions, if any, of the individual transaction or transactions taken together or series Companies Act, 2013 (“the Act”) read with the rules made of ‘Related Party Transaction’ under Regulation 2(1)(zc) enactment thereof for the time being in force), applicable provisions of the Securities and Exchange Board of ‘Related Party’ under Regulation 2(1)(zb) of the SEBI Listing India (Listing Obligations and Disclosure Requirements) Regulations, with Transwarranty Finance Limited (“TFL”), Regulations, 2015, the Articles of Association of the Promoter Group Entity and a Related Party of the Company, Company and pursuant to the recommendation of the as detailed in the explanatory statement to this Resolution, Nomination, Remuneration and Compensation Committee on such terms and conditions as mentioned therein and as and the Board of Directors, approval of the Members of the may be mutually agreed between the Company and TFL, for Company be and is hereby accorded for the continuation of a period commencing from the Thirty Third Annual General the appointment of Mr. Ramachandran Unnikrishnan (DIN: Meeting up to the date of the Thirty Fourth Annual General 00493707) as the Managing Director & Chief Executive Meeting of the Company to be held in the year 2027, provided that the said contract(s)/ arrangement(s)/ agreement(s)/ years, upon his attaining such age during his current tenure, transaction(s) shall be carried out in the ordinary course of on the existing terms and conditions of his appointment, as business of the Company and at an arm’s length basis; approved by the Members from time to time; RESOLVED FURTHER THAT the Board be and is hereby RESOLVED FURTHER THAT the Board of Directors of authorized to do and perform all such acts, deeds, matters the Company (including any Committee thereof) be and is and things, as may be necessary, including but not limited hereby authorised to do all such acts, deeds, matters and things, and to execute all such documents, instruments in respect of executing necessary documents, including ANNUAL REPORT 2025-26 contract(s) / arrangement(s) / agreement(s) and other up to the date of the Thirty Fourth Annual General Meeting ancillary documents; seeking necessary approvals from the of the Company to be held in the year 2027, provided authorities and to take all such decisions from powers herein that the said contract(s)/ arrangement(s)/ agreement(s)/ conferred; and delegate all or any of the powers herein transaction(s) shall be carried out in the ordinary course of business of the Company and at an arm’s length basis; RESOLVED FURTHER THAT the Board be and is hereby without being required to seek further consent from the authorized to do and perform all such acts, deeds, matters Members and that the Members shall be deemed to have and things, as may be necessary, including but not limited accorded their consent thereto expressly by the authority of this Resolution; in respect of executing necessary documents, including RESOLVED FURTHER THAT all actions taken by the Board contract(s) / arrangement(s) / agreement(s) and other in connection with any matter referred to or contemplated in ancillary documents; seeking necessary approvals from the authorities and to take all such decisions from powers herein conferred; and delegate all or any of the powers herein 5. To approve Material Related Party Transaction(s) between the Company (VSL) and Vertex Commodities and Finpro without being required to seek further consent from the Private Limited (“VCFPL”), a Subsidiary Company Members and that the Members shall be deemed to have accorded their consent thereto expressly by the authority of Resolution as an Ordinary Resolution: this Resolution; “RESOLVED THAT pursuant to the provisions of Regulation RESOLVED FURTHER THAT all actions taken by the Board 23 of the Securities and Exchange Board of India (Listing in connection with any matter referred to or contemplated in Obligations and Disclosure Requirements) Regulations, 2015 (“SEBI Listing Regulations”), the applicable provisions of the Companies Act, 2013 read with Rules made 6. To approve Material Related Party Transaction(s) between thereunder and other applicable provisions, if any, including Vertex Commodities and Finpro Private Limited (“VCFPL”), Subsidiary Company and Transwarranty Finance Limited or re-enactment(s) thereof, for the time being in force), (TFL), a Promoter Entity. the Company’s related transactions policy and subject to such approval(s), consent(s), permission(s) as may be necessary from time to time and based on the approval of Resolution as an Ordinary Resolution: the Audit Committee and the recommendation of the Boa [Showing first 8,000 characters — download PDF for full document]